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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMRKN
926
DELISTED
Landmark Infrastructure Partners LP 7% Series C Fltg/Fxd Perpetual Conv Preferred Stock
LMRKN
$306K ﹤0.01%
12,862
+219
+2% +$5.39K
VAR
927
DELISTED
Varian Medical Systems, Inc.
VAR
$306K ﹤0.01%
1,781
-88,970
-98% -$14M
MTN icon
928
Vail Resorts
MTN
$5.3B
$304K ﹤0.01%
1,424
-34
-2% -$7.01K
CSQ icon
929
Calamos Strategic Total Return Fund
CSQ
$3.35B
$303K ﹤0.01%
22,576
– –
PAA icon
930
Plains All American Pipeline
PAA
$16.1B
$302K ﹤0.01%
50,669
-6,060
-11% -$45.2K
NAD icon
931
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$301K ﹤0.01%
20,762
+5,000
+32% +$72.6K
CHI
932
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$299K ﹤0.01%
27,190
+4,000
+17% +$44.9K
BYND icon
933
Beyond Meat
BYND
$277M
$297K ﹤0.01%
1,789
+1,689
+1,689% +$229K
NXPI icon
934
NXP Semiconductors
NXPI
$60.4B
$297K ﹤0.01%
2,384
+613
+35% +$74.8K
CYRX icon
935
CryoPort
CYRX
$762M
$295K ﹤0.01%
6,232
-1,264
-17% -$51.2K
TFI icon
936
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$295K ﹤0.01%
5,687
-4,950
-47% -$258K
ATRA icon
937
Atara Biotherapeutics
ATRA
$76.1M
$291K ﹤0.01%
+900
New +$306K
MAV
938
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$291K ﹤0.01%
26,720
+19,366
+263% +$213K
EEMV icon
939
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$290K ﹤0.01%
5,264
+1,868
+55% +$103K
HOLX
940
DELISTED
Hologic
HOLX
$290K ﹤0.01%
4,373
+2,125
+95% +$135K
FOXA icon
941
Fox Class A
FOXA
$26.9B
$288K ﹤0.01%
10,374
+1,322
+15% +$35K
INFO
942
DELISTED
IHS Markit Ltd. Common Shares
INFO
$287K ﹤0.01%
3,663
+1,778
+94% +$142K
SUSC icon
943
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$285K ﹤0.01%
10,313
– –
DEI icon
944
Douglas Emmett
DEI
$1.96B
$284K ﹤0.01%
11,345
– –
VAC icon
945
Marriott Vacations Worldwide
VAC
$4.25B
$284K ﹤0.01%
+3,129
New +$284K
CDK
946
DELISTED
CDK Global, Inc.
CDK
$284K ﹤0.01%
6,565
-545
-8% -$24.2K
STAY
947
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$284K ﹤0.01%
23,816
+11,000
+86% +$132K
BUD icon
948
AB InBev
BUD
$165B
$282K ﹤0.01%
5,250
+3,670
+232% +$203K
BBWI icon
949
Bath & Body Works
BBWI
$4.1B
$281K ﹤0.01%
10,941
+5,133
+88% +$105K
TAN icon
950
Invesco Solar ETF
TAN
$1.38B
$280K ﹤0.01%
4,330
+2,330
+117% +$117K
36 37
38
39 40

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.