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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGD
926
abrdn Global Dynamic Dividend Fund
AGD
$320M
$136K ﹤0.01%
+18,500
New +$175K
VOOV icon
927
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$136K ﹤0.01%
1,458
+351
+32% +$40.3K
CTG
928
DELISTED
Computer Task Group, Inc.
CTG
$135K ﹤0.01%
35,285
– –
BGT icon
929
BlackRock Floating Rate Income Trust
BGT
$325M
$134K ﹤0.01%
13,700
+13,183
+2,550% +$158K
EXAS
930
DELISTED
Exact Sciences
EXAS
$134K ﹤0.01%
2,302
+911
+65% +$74K
MYI icon
931
BlackRock MuniYield Quality Fund III
MYI
$721M
$134K ﹤0.01%
+10,518
New +$142K
VONE icon
932
Vanguard Russell 1000 ETF
VONE
$8.68B
$134K ﹤0.01%
1,146
+664
+138% +$92.8K
PKO
933
DELISTED
Pimco Income Opportunity Fund
PKO
$134K ﹤0.01%
+6,617
New +$171K
IHF icon
934
iShares US Healthcare Providers ETF
IHF
$1.27B
$133K ﹤0.01%
+4,005
New +$152K
BNY
935
DELISTED
BlackRock New York Municipal Income Trust
BNY
$132K ﹤0.01%
10,000
– –
CQP icon
936
Cheniere Energy
CQP
$31.3B
$132K ﹤0.01%
+4,903
New +$168K
RPAY icon
937
Repay Holdings
RPAY
$327M
$132K ﹤0.01%
9,174
– –
SBAC icon
938
SBA Communications
SBAC
$19.5B
$132K ﹤0.01%
489
+88
+22% +$23.2K
BWXT icon
939
BWX Technologies
BWXT
$15.6B
$131K ﹤0.01%
2,693
+2,275
+544% +$135K
HALO icon
940
Halozyme
HALO
$12.2B
$131K ﹤0.01%
7,305
+6,805
+1,361% +$129K
MSCI icon
941
MSCI
MSCI
$40.9B
$131K ﹤0.01%
453
+72
+19% +$20.4K
VTRS icon
942
Viatris
VTRS
$18.9B
$129K ﹤0.01%
8,682
-90
-1% -$1.72K
IPFF
943
DELISTED
iShares International Preferred Stock ETF
IPFF
$129K ﹤0.01%
12,293
– –
IXP icon
944
iShares Global Comm Services ETF
IXP
$572M
$128K ﹤0.01%
2,471
+1,616
+189% +$95.8K
RLI icon
945
RLI Corp
RLI
$5.89B
$127K ﹤0.01%
2,880
+2,400
+500% +$106K
SBIO icon
946
ALPS Medical Breakthroughs ETF
SBIO
$216M
$127K ﹤0.01%
+4,000
New +$153K
ADM icon
947
Archer Daniels Midland
ADM
$36.9B
$126K ﹤0.01%
3,582
+1,081
+43% +$44.2K
AES icon
948
AES
AES
$10.5B
$126K ﹤0.01%
9,251
+2,070
+29% +$37.1K
CRWS icon
949
Crown Crafts
CRWS
$32.3M
$126K ﹤0.01%
+26,300
New +$156K
LEN icon
950
Lennar Class A
LEN
$21.2B
$126K ﹤0.01%
3,410
+509
+18% +$28.8K
36 37
38
39 40

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.