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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORA icon
901
Ormat Technologies
ORA
$6.65B
$2.04M 0.01%
26,958
-4,138
-13% -$281K
STIP icon
902
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$2.04M 0.01%
20,723
+4,883
+31% +$476K
APAM icon
903
Artisan Partners
APAM
$3.02B
$2.04M 0.01%
46,152
+13,180
+40% +$497K
HYMB icon
904
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$2.03M 0.01%
80,407
+58,244
+263% +$1.41M
SPMD icon
905
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$2.02M 0.01%
41,545
-28
-0.1% -$1.25K
SLV icon
906
iShares Silver Trust
SLV
$30.7B
$2.02M 0.01%
92,759
-22,390
-19% -$477K
FTEC icon
907
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$2.02M 0.01%
14,047
+2,576
+22% +$341K
AMX icon
908
America Movil
AMX
$71.2B
$2.02M 0.01%
108,888
-7,162
-6% -$126K
CAVA icon
909
CAVA Group
CAVA
$7.27B
$2.02M 0.01%
46,900
-11,696
-20% -$408K
TOST icon
910
Toast
TOST
$19.9B
$2.01M 0.01%
109,919
+66,095
+151% +$1.08M
WRB icon
911
W.R. Berkley
WRB
$26.6B
$2.01M 0.01%
42,543
-3,059
-7% -$139K
LAZR
912
DELISTED
Luminar Technologies
LAZR
$2M 0.01%
39,657
+27,036
+214% +$1.34M
ALGM icon
913
Allegro MicroSystems
ALGM
$8.16B
$2M 0.01%
66,192
+18,831
+40% +$538K
NZF icon
914
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$2M 0.01%
169,495
+15,304
+10% +$168K
USAC icon
915
USA Compression Partners
USAC
$3.74B
$2M 0.01%
87,611
+7,847
+10% +$195K
BXP icon
916
Boston Properties
BXP
$11.1B
$2M 0.01%
28,459
+13,870
+95% +$819K
IVLU icon
917
iShares MSCI Intl Value Factor ETF
IVLU
$4.55B
$1.98M 0.01%
74,528
+9,617
+15% +$245K
KNTK icon
918
Kinetik
KNTK
$7.98B
$1.97M 0.01%
58,917
+2,837
+5% +$99.1K
LIT icon
919
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$1.96M 0.01%
38,400
-10,064
-21% -$499K
EFAV icon
920
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$1.95M 0.01%
28,187
-986
-3% -$65.4K
DTD icon
921
WisdomTree US Total Dividend Fund
DTD
$1.69B
$1.95M 0.01%
29,848
+2,322
+8% +$143K
ETW
922
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$1.95M 0.01%
250,857
+34,714
+16% +$263K
BSTZ icon
923
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
$1.95M 0.01%
116,598
-22,585
-16% -$365K
KB icon
924
KB Financial Group
KB
$43.5B
$1.94M 0.01%
46,779
-927
-2% -$37.5K
ECOW icon
925
Pacer Emerging Markets Cash Cows 100 ETF
ECOW
$223M
$1.93M 0.01%
95,630
+20,556
+27% +$389K
35 36
37
38 39

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.