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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Oneok
OKE
$54.5B
| $346K | ﹤0.01% |
13,345
+7,596
| +132% | +$211K |
|
|
TECX
902
Tectonic Therapeutic
TECX
$606M
| $346K | ﹤0.01% |
2,221
| – | – |
|
903
Valero Energy
VLO
$85.9B
| $344K | ﹤0.01% |
7,944
+3,988
| +101% | +$209K |
|
904
iShares US Pharmaceuticals ETF
IHE
$1.64B
| $343K | ﹤0.01% |
+6,303
| New | +$340K |
|
905
DraftKings
DKNG
$11.9B
| $341K | ﹤0.01% |
5,812
+2,552
| +78% | +$99.2K |
|
906
Hilton Worldwide
HLT
$71.5B
| $331K | ﹤0.01% |
3,880
+2,317
| +148% | +$194K |
|
907
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
| $330K | ﹤0.01% |
45,194
+999
| +2% | +$7.45K |
|
908
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
| $330K | ﹤0.01% |
13,471
-1,297
| -9% | -$31.9K |
|
909
iShares Short Maturity Bond ETF
NEAR
$4.88B
| $330K | ﹤0.01% |
6,592
+4,083
| +163% | +$204K |
|
|
SMMCU
910
DELISTED
South Mountain Merger Corp. Unit
SMMCU
| $330K | ﹤0.01% |
30,000
| – | – |
|
911
McKesson
MCK
$101B
| $327K | ﹤0.01% |
2,207
+432
| +24% | +$65.6K |
|
|
BLUE
912
DELISTED
bluebird bio
BLUE
| $326K | ﹤0.01% |
467
-383
| -45% | -$299K |
|
913
Ingredion
INGR
$6.58B
| $325K | ﹤0.01% |
+4,304
| New | +$350K |
|
914
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
| $324K | ﹤0.01% |
2,945
+2,149
| +270% | +$238K |
|
|
THS
915
DELISTED
Treehouse Foods
THS
| $324K | ﹤0.01% |
+8,000
| New | +$340K |
|
|
EA
916
DELISTED
Electronic Arts
EA
| $323K | ﹤0.01% |
2,482
-7,496
| -75% | -$1.02M |
|
917
Vanguard S&P 500 Value ETF
VOOV
$6.74B
| $321K | ﹤0.01% |
2,948
+152
| +5% | +$16.6K |
|
918
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
| $319K | ﹤0.01% |
10,726
+497
| +5% | +$14.9K |
|
919
HP
HPQ
$27.5B
| $319K | ﹤0.01% |
16,848
+4,534
| +37% | +$82.7K |
|
920
Marathon Petroleum
MPC
$83.7B
| $315K | ﹤0.01% |
10,750
-10,442
| -49% | -$367K |
|
921
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
| $313K | ﹤0.01% |
7,132
+3,859
| +118% | +$170K |
|
|
CTRA
922
DELISTED
Coterra Energy
CTRA
| $311K | ﹤0.01% |
17,938
+7,758
| +76% | +$145K |
|
923
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
| $309K | ﹤0.01% |
4,854
+900
| +23% | +$56.8K |
|
924
iShares MSCI Canada ETF
EWC
$6.46B
| $309K | ﹤0.01% |
11,300
+265
| +2% | +$7.32K |
|
925
Yum China
YUMC
$16.3B
| $308K | ﹤0.01% |
5,819
+1,162
| +25% | +$61.5K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.