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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIDD icon
901
Middleby
MIDD
$6.08B
$145K ﹤0.01%
2,561
+1,657
+183% +$162K
MNR
902
DELISTED
Monmouth Real Estate Investment Corp
MNR
$145K ﹤0.01%
12,050
+10,000
+488% +$138K
BG icon
903
Bunge Global
BG
$20.8B
$144K ﹤0.01%
3,500
+16
+0.5% +$782
MKC icon
904
McCormick & Company Non-Voting
MKC
$14.2B
$144K ﹤0.01%
2,036
-284
-12% -$22K
SPOT icon
905
Spotify
SPOT
$100B
$144K ﹤0.01%
1,189
+723
+155% +$102K
IVOV icon
906
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.37B
$143K ﹤0.01%
+3,386
New +$194K
HYLB icon
907
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$142K ﹤0.01%
4,036
-399
-9% -$15.4K
DXJ icon
908
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$141K ﹤0.01%
3,349
-1,894
-36% -$93.1K
LII icon
909
Lennox International
LII
$15.2B
$141K ﹤0.01%
775
-35
-4% -$8.08K
FTSL icon
910
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$140K ﹤0.01%
3,359
-5,304
-61% -$243K
MYD
911
DELISTED
BlackRock MuniYield Fund
MYD
$140K ﹤0.01%
+11,000
New +$158K
VOOG icon
912
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$140K ﹤0.01%
5,628
+1,104
+24% +$31.4K
VTA
913
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$140K ﹤0.01%
17,489
+13,737
+366% +$145K
VSLR
914
DELISTED
VIVINT SOLAR, INC.
VSLR
$140K ﹤0.01%
+32,000
New +$272K
CRF
915
Cornerstone Total Return Fund
CRF
$1.17B
$139K ﹤0.01%
17,769
+16,278
+1,092% +$160K
DHI icon
916
D.R. Horton
DHI
$42.3B
$139K ﹤0.01%
4,087
-678
-14% -$35.2K
AXSM icon
917
Axsome Therapeutics
AXSM
$10.9B
$138K ﹤0.01%
+2,350
New +$191K
LBTYK icon
918
Liberty Global Class C
LBTYK
$3.49B
$138K ﹤0.01%
8,776
-341
-4% -$6.41K
MANH icon
919
Manhattan Associates
MANH
$11.4B
$138K ﹤0.01%
2,764
-130
-4% -$9.37K
PHK
920
PIMCO High Income Fund
PHK
$880M
$138K ﹤0.01%
+28,253
New +$192K
TXG icon
921
10x Genomics
TXG
$6.61B
$138K ﹤0.01%
+2,217
New +$173K
WDC icon
922
Western Digital
WDC
$150B
$138K ﹤0.01%
4,382
+646
+17% +$28.6K
FCX icon
923
Freeport-McMoran
FCX
$97.5B
$137K ﹤0.01%
20,330
+6,693
+49% +$70K
NRK icon
924
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$137K ﹤0.01%
+10,996
New +$147K
WRB icon
925
W.R. Berkley
WRB
$26.6B
$137K ﹤0.01%
5,927
+1,906
+47% +$56.8K
35 36
37
38 39

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.