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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOX icon
901
Fox Class B
FOX
$22.1B
$125K ﹤0.01%
3,443
-278
-7% -$9.34K
VGLT icon
902
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$125K ﹤0.01%
+1,505
New +$128K
WAB icon
903
Wabtec
WAB
$50.1B
$125K ﹤0.01%
1,611
-17
-1% -$1.26K
UHAL icon
904
U-Haul Holding Co
UHAL
$14B
$124K ﹤0.01%
3,310
+320
+11% +$12.1K
XBI icon
905
State Street SPDR S&P Biotech ETF
XBI
$9.92B
$124K ﹤0.01%
1,300
+800
+160% +$69.2K
EBAY icon
906
eBay
EBAY
$48.7B
$123K ﹤0.01%
3,414
+36
+1% +$1.3K
WRB icon
907
W.R. Berkley
WRB
$26.8B
$123K ﹤0.01%
4,021
– –
BRG
908
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$123K ﹤0.01%
10,209
+3
+0% +$36
BLUE
909
DELISTED
bluebird bio
BLUE
$122K ﹤0.01%
108
– –
FOLD
910
DELISTED
Amicus Therapeutics
FOLD
$122K ﹤0.01%
12,500
-2,050
-14% -$18.8K
AYX
911
DELISTED
Alteryx Inc
AYX
$122K ﹤0.01%
1,224
+721
+143% +$73.3K
EQM
912
DELISTED
EQM Midstream Partners, LP
EQM
$122K ﹤0.01%
4,093
-238
-5% -$6.62K
BATRK icon
913
Atlanta Braves Holdings Series B
BATRK
$3.27B
$121K ﹤0.01%
4,093
+1
+0% +$28
CE icon
914
Celanese
CE
$4.81B
$120K ﹤0.01%
972
+40
+4% +$4.92K
FENY icon
915
Fidelity MSCI Energy Index ETF
FENY
$1.97B
$120K ﹤0.01%
7,500
– –
VEEV icon
916
Veeva Systems
VEEV
$33.5B
$120K ﹤0.01%
854
-346
-29% -$50.8K
LM
917
DELISTED
Legg Mason, Inc.
LM
$120K ﹤0.01%
3,344
+54
+2% +$2K
NXPI icon
918
NXP Semiconductors
NXPI
$56.5B
$118K ﹤0.01%
929
+460
+98% +$53.4K
PETS icon
919
PetMed Express
PETS
$42.3M
$118K ﹤0.01%
+5,000
New +$112K
ANAT
920
DELISTED
American National Group, Inc. Common Stock
ANAT
$118K ﹤0.01%
1,000
– –
ADM icon
921
Archer Daniels Midland
ADM
$37.6B
$116K ﹤0.01%
2,501
– –
MELI icon
922
Mercado Libre
MELI
$95.7B
$116K ﹤0.01%
203
+19
+10% +$10.5K
KTB icon
923
Kontoor Brands
KTB
$4.68B
$115K ﹤0.01%
2,734
-233
-8% -$8.8K
IEV icon
924
iShares Europe ETF
IEV
$1.69B
$114K ﹤0.01%
2,430
– –
CRSP icon
925
CRISPR Therapeutics
CRSP
$5.23B
$112K ﹤0.01%
1,847
-25
-1% -$1.36K
35 36
37
38 39

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.