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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
876
DELISTED
Paramount Global Class B
PARA
$761K 0.01%
16,894
-85,640
-84% -$5.23M
QTWO icon
877
Q2 Holdings
QTWO
$3.92B
$761K 0.01%
7,600
– –
SDACU
878
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$759K 0.01%
+76,300
New +$797K
SOXX icon
879
iShares Semiconductor ETF
SOXX
$48.7B
$757K 0.01%
5,358
+1,356
+34% +$186K
FMX icon
880
Fomento Económico Mexicano
FMX
$41.7B
$756K 0.01%
10,045
+17
+0.2% +$1.24K
ULST icon
881
State Street Ultra Short Term Bond ETF
ULST
$526M
$753K 0.01%
18,622
+25
+0.1% +$1.01K
BGY icon
882
BlackRock Enhanced International Dividend Trust
BGY
$529M
$750K 0.01%
123,664
-104
-0.1% -$620
ALSN icon
883
Allison Transmission
ALSN
$9.82B
$747K 0.01%
18,302
-22
-0.1% -$915
EES icon
884
WisdomTree US SmallCap Earnings Fund
EES
$731M
$745K 0.01%
15,734
-451
-3% -$20.1K
ACWV icon
885
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$744K 0.01%
7,552
+62
+0.8% +$6.01K
USTB icon
886
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.32B
$744K 0.01%
14,384
– –
A icon
887
Agilent Technologies
A
$41.2B
$740K 0.01%
5,827
+1,903
+48% +$235K
PBE icon
888
Invesco Biotechnology & Genome ETF
PBE
$292M
$738K 0.01%
10,000
– –
GRMN
889
Garmin
GRMN
$60B
$731K ﹤0.01%
5,549
+5,467
+6,667% +$680K
EQH icon
890
Equitable Holdings
EQH
$14.1B
$729K ﹤0.01%
22,372
+194
+0.9% +$5.59K
CMRC
891
Commerce.com Inc Series 1
CMRC
$184M
$728K ﹤0.01%
12,603
+12,403
+6,202% +$824K
EEMV icon
892
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$726K ﹤0.01%
11,497
+6,132
+114% +$387K
ITOT icon
893
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$726K ﹤0.01%
7,927
+1,694
+27% +$152K
LULU icon
894
lululemon athletica
LULU
$14.6B
$723K ﹤0.01%
2,362
+955
+68% +$314K
THW
895
abrdn World Healthcare Fund
THW
$551M
$723K ﹤0.01%
48,000
+2,000
+4% +$32.3K
EXPD icon
896
Expeditors International
EXPD
$23.2B
$721K ﹤0.01%
6,706
-1,070
-14% -$103K
FAST icon
897
Fastenal
FAST
$59.5B
$721K ﹤0.01%
28,704
+4,362
+18% +$104K
SYLD icon
898
Cambria Shareholder Yield ETF
SYLD
$1.01B
$720K ﹤0.01%
12,000
– –
APPS icon
899
Digital Turbine
APPS
$1.74B
$719K ﹤0.01%
8,979
-4,979
-36% -$364K
WELL icon
900
Welltower
WELL
$171B
$718K ﹤0.01%
10,032
-109
-1% -$7.32K
34 35
36
37 38

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.