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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CF icon
876
CF Industries
CF
$18B
$72K ﹤0.01%
1,467
+595
+68% +$28.8K
CPB icon
877
Campbell Soup
CPB
$6.82B
$72K ﹤0.01%
+1,536
New +$66.3K
EAF icon
878
GrafTech
EAF
$201M
$72K ﹤0.01%
564
– –
RWM icon
879
ProShares Short Russell2000
RWM
$130M
$72K ﹤0.01%
+1,775
New +$72K
BPL
880
DELISTED
Buckeye Partners, L.P.
BPL
$72K ﹤0.01%
1,758
– –
JHMD icon
881
John Hancock Multifactor Developed International ETF
JHMD
$980M
$71K ﹤0.01%
2,553
– –
SXI icon
882
Standex International
SXI
$3.92B
$71K ﹤0.01%
+971
New +$67.3K
TEAM icon
883
Atlassian
TEAM
$28.5B
$71K ﹤0.01%
567
– –
VTRS icon
884
Viatris
VTRS
$20.6B
$71K ﹤0.01%
3,593
-162
-4% -$3.18K
LSXMK
885
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$70K ﹤0.01%
2,186
+1,463
+202% +$45.4K
APH icon
886
Amphenol
APH
$214B
$69K ﹤0.01%
2,852
+2,432
+579% +$56K
BIO icon
887
Bio-Rad Laboratories Class A
BIO
$9.24B
$69K ﹤0.01%
206
+190
+1,188% +$62K
ETW
888
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$69K ﹤0.01%
7,115
– –
EVT icon
889
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.14B
$69K ﹤0.01%
+2,816
New +$67.9K
LOGI icon
890
Logitech
LOGI
$15.2B
$69K ﹤0.01%
1,704
– –
TFI icon
891
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$69K ﹤0.01%
1,359
+35
+3% +$1.78K
UAA icon
892
Under Armour
UAA
$2.89B
$69K ﹤0.01%
3,450
+3,200
+1,280% +$70.6K
ANAB icon
893
AnaptysBio
ANAB
$1.63B
$68K ﹤0.01%
1,951
-81
-4% -$3.85K
LAND
894
Gladstone Land Corp
LAND
$351M
$68K ﹤0.01%
+5,752
New +$67.1K
MSGN
895
DELISTED
MSG Networks Inc.
MSGN
$68K ﹤0.01%
4,203
+1,716
+69% +$30.7K
RF icon
896
Regions Financial
RF
$27.3B
$67K ﹤0.01%
4,253
+1,385
+48% +$20.9K
SPIB icon
897
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$67K ﹤0.01%
1,905
+14
+0.7% +$491
RDN icon
898
Radian Group
RDN
$5.2B
$66K ﹤0.01%
2,877
+1,880
+189% +$43.4K
UTHR icon
899
United Therapeutics
UTHR
$22.1B
$66K ﹤0.01%
+825
New +$66.4K
TFX icon
900
Teleflex
TFX
$6.16B
$64K ﹤0.01%
187
+62
+50% +$21.6K
34 35
36
37 38

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.