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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJG icon
851
Arthur J. Gallagher & Co
AJG
$63.6B
$1.54M 0.01%
8,170
+1,553
+23% +$290K
AMX icon
852
America Movil
AMX
$71.2B
$1.53M 0.01%
84,393
-2,756
-3% -$50.9K
MSGS icon
853
Madison Square Garden
MSGS
$9.39B
$1.53M 0.01%
8,363
+81
+1% +$12.7K
PRO
854
DELISTED
PROS Holdings
PRO
$1.52M 0.01%
62,871
-506,315
-89% -$12.4M
HUBG icon
855
HUB Group
HUBG
$2.92B
$1.52M 0.01%
38,322
– –
ICOW icon
856
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.87B
$1.52M 0.01%
55,769
+28,403
+104% +$748K
POWA icon
857
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$1.52M 0.01%
22,852
-33
-0.1% -$2.18K
BR icon
858
Broadridge
BR
$19B
$1.5M 0.01%
11,159
+148
+1% +$21K
WFC.PRL icon
859
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$1.49M 0.01%
1,261
-9
-0.7% -$10.7K
IR icon
860
Ingersoll Rand
IR
$33.7B
$1.49M 0.01%
28,572
+18,077
+172% +$923K
USHY icon
861
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.7B
$1.49M 0.01%
43,179
-7,779
-15% -$269K
JMST icon
862
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$1.48M 0.01%
29,377
-5,074
-15% -$256K
CDC icon
863
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$1.48M 0.01%
23,783
-605
-2% -$37.8K
EXLS icon
864
EXL Service
EXLS
$5.29B
$1.47M 0.01%
43,385
– –
MOS icon
865
The Mosaic Company
MOS
$7.33B
$1.46M 0.01%
33,368
-3,919
-11% -$194K
KBWB icon
866
Invesco KBW Bank ETF
KBWB
$6.87B
$1.46M 0.01%
28,271
+27,365
+3,020% +$1.44M
MEGI
867
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$792M
$1.46M 0.01%
106,950
-606,862
-85% -$8.15M
DASH icon
868
DoorDash
DASH
$93.7B
$1.46M 0.01%
29,841
-155,759
-84% -$8.09M
AMJ
869
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.45M 0.01%
66,640
– –
SON icon
870
Sonoco
SON
$5.74B
$1.44M 0.01%
23,753
-732
-3% -$44K
IEP icon
871
Icahn Enterprises
IEP
$5.3B
$1.44M 0.01%
28,452
+1,079
+4% +$56.3K
EQT icon
872
EQT Corp
EQT
$32.3B
$1.43M 0.01%
42,324
-70,230
-62% -$2.82M
BNL icon
873
Broadstone Net Lease
BNL
$4.02B
$1.43M 0.01%
88,234
-49,396
-36% -$826K
MRVL icon
874
Marvell Technology
MRVL
$196B
$1.42M 0.01%
38,485
-7,530
-16% -$307K
PTA icon
875
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.05B
$1.42M 0.01%
80,343
-8,291
-9% -$149K
33 34
35
36 37

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.