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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ZEN
851
DELISTED
ZENDESK INC
ZEN
| $1.49M | 0.01% |
12,780
+7,909
| +162% | +$1.02M |
|
852
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
| $1.49M | 0.01% |
38,745
-22,547
| -37% | -$967K |
|
853
M&T Bank
MTB
$36.2B
| $1.48M | 0.01% |
9,936
+1,185
| +14% | +$164K |
|
854
Zscaler
ZS
$27.3B
| $1.48M | 0.01% |
5,657
+2,096
| +59% | +$526K |
|
|
KIO
855
KKR Income Opportunities Fund
KIO
$457M
| $1.48M | 0.01% |
90,500
-5,000
| -5% | -$82.1K |
|
|
PMO
856
Franklin Municipal Opportunities Trust
PMO
$285M
| $1.48M | 0.01% |
107,931
| – | – |
|
857
Equitable Holdings
EQH
$14.1B
| $1.48M | 0.01% |
49,829
+27,902
| +127% | +$845K |
|
858
Cleveland-Cliffs
CLF
$6.99B
| $1.47M | 0.01% |
74,376
+26,447
| +55% | +$603K |
|
859
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $1.47M | 0.01% |
28,012
+4,759
| +20% | +$250K |
|
|
FAX
860
abrdn Asia-Pacific Income Fund
FAX
$600M
| $1.47M | 0.01% |
58,965
+11,119
| +23% | +$285K |
|
861
Yum! Brands
YUM
$41.1B
| $1.47M | 0.01% |
12,004
+1,284
| +12% | +$163K |
|
862
Kraft Heinz
KHC
$30B
| $1.47M | 0.01% |
39,847
-49,663
| -55% | -$1.87M |
|
863
Targa Resources
TRGP
$55.1B
| $1.47M | 0.01% |
29,841
+7,512
| +34% | +$331K |
|
|
BNY
864
Bank of New York Mellon
BNY
$107B
| $1.45M | 0.01% |
27,922
+4,932
| +21% | +$256K |
|
|
ACRE
865
Ares Commercial Real Estate
ACRE
$270M
| $1.44M | 0.01% |
+95,805
| New | +$1.45M |
|
866
Snowflake
SNOW
$115B
| $1.44M | 0.01% |
4,774
+2,688
| +129% | +$764K |
|
867
Yelp
YELP
$1.41B
| $1.44M | 0.01% |
38,746
+443
| +1% | +$16.8K |
|
|
ETRN
868
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
| $1.44M | 0.01% |
142,274
+23
| +0% | +$203 |
|
869
Brookfield Renewable
BEPC
$6.26B
| $1.43M | 0.01% |
36,942
+5,334
| +17% | +$223K |
|
870
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
| $1.43M | 0.01% |
24,336
+10,023
| +70% | +$614K |
|
|
PARA
871
DELISTED
Paramount Global Class B
PARA
| $1.41M | 0.01% |
35,576
+12,175
| +52% | +$496K |
|
872
Wayfair
W
$14.6B
| $1.41M | 0.01% |
5,499
-379
| -6% | -$107K |
|
|
NFJ
873
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
| $1.4M | 0.01% |
94,530
+8,519
| +10% | +$131K |
|
874
Tompkins Financial
TMP
$1.42B
| $1.4M | 0.01% |
+17,307
| New | +$1.34M |
|
875
Olin
OLN
$2.12B
| $1.4M | 0.01% |
28,981
+100
| +0.3% | +$4.66K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.