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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCOR icon
851
Core Alternative Capital
CCOR
$28M
$173K ﹤0.01%
6,061
-6,959
-53% -$194K
ELAN icon
852
Elanco Animal Health
ELAN
$11.1B
$173K ﹤0.01%
7,739
-704
-8% -$19.3K
RY icon
853
Royal Bank of Canada
RY
$293B
$173K ﹤0.01%
2,813
-2,820
-50% -$209K
HCA icon
854
HCA Healthcare
HCA
$89.5B
$172K ﹤0.01%
1,919
+770
+67% +$99.7K
FPF
855
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$171K ﹤0.01%
+9,566
New +$213K
MHD icon
856
BlackRock MuniHoldings Fund
MHD
$606M
$171K ﹤0.01%
+11,000
New +$182K
STM icon
857
STMicroelectronics
STM
$50B
$171K ﹤0.01%
+8,000
New +$211K
IEUR icon
858
iShares Core MSCI Europe ETF
IEUR
$9.17B
$170K ﹤0.01%
4,579
+4,324
+1,696% +$195K
IP icon
859
International Paper
IP
$22B
$170K ﹤0.01%
5,774
+1,351
+31% +$50.1K
BHVN
860
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$170K ﹤0.01%
4,984
– –
NVG icon
861
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$169K ﹤0.01%
+11,500
New +$186K
ESGV icon
862
Vanguard ESG US Stock ETF
ESGV
$13.7B
$168K ﹤0.01%
3,671
+1,748
+91% +$94.3K
AAP icon
863
Advance Auto Parts
AAP
$3.49B
$167K ﹤0.01%
1,794
+299
+20% +$38.7K
ROUS icon
864
Hartford Multifactor US Equity ETF
ROUS
$726M
$167K ﹤0.01%
6,410
+35
+0.5% +$1.1K
UNF icon
865
Unifirst Corp
UNF
$5.25B
$165K ﹤0.01%
1,095
– –
ROBO icon
866
ROBO Global Robotics & Automation Index ETF
ROBO
$2.11B
$163K ﹤0.01%
4,860
– –
SAM icon
867
Boston Beer
SAM
$1.92B
$162K ﹤0.01%
442
– –
TFX icon
868
Teleflex
TFX
$5.98B
$162K ﹤0.01%
552
+125
+29% +$43.6K
JPS
869
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$161K ﹤0.01%
22,223
+18,249
+459% +$169K
AXS icon
870
AXIS Capital
AXS
$7.55B
$160K ﹤0.01%
4,150
– –
CODI icon
871
Compass Diversified
CODI
$828M
$160K ﹤0.01%
11,917
+3,014
+34% +$61.4K
PSA icon
872
Public Storage
PSA
$61.3B
$160K ﹤0.01%
808
+112
+16% +$24K
RUN icon
873
Sunrun
RUN
$2.46B
$160K ﹤0.01%
+15,800
New +$259K
CAG icon
874
Conagra Brands
CAG
$7.23B
$159K ﹤0.01%
5,434
-11,715
-68% -$353K
FGD icon
875
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$159K ﹤0.01%
10,000
+4,000
+67% +$88.2K
33 34
35
36 37

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.