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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
Cap. Flow
+$87.1M
Cap. Flow %
1.53%
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$39.9M
2
META icon
Meta Platforms (Facebook)
META
+$32.6M
3
ONC
BeOne Medicines Ltd
ONC
+$27.1M
4
CHTR icon
Charter Communications
CHTR
+$24.8M
5
RCL icon
Royal Caribbean
RCL
+$23.3M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$87M
2
NKE icon
Nike
NKE
+$76.2M
3
TSM icon
TSMC
TSM
+$49.6M
4
UAL icon
United Airlines
UAL
+$32M
5
AWK icon
American Water Works
AWK
+$30.5M

Sector Composition

Rank Sector Weight
1 Healthcare 21.35%
2 Financials 17.15%
3 Communication Services 12.3%
4 Consumer Discretionary 11.48%
5 Technology 9.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPB icon
851
Spectrum Brands
SPB
$2.04B
$3K ﹤0.01%
65
– –
VT icon
852
Vanguard Total World Stock ETF
VT
$77.1B
$3K ﹤0.01%
+47
New +$3.29K
WDC icon
853
Western Digital
WDC
$188B
$3K ﹤0.01%
119
– –
LGF.B
854
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$3K ﹤0.01%
219
– –
CPE
855
DELISTED
Callon Petroleum Company
CPE
$3K ﹤0.01%
39
– –
APTS
856
DELISTED
Preferred Apartment Communities, Inc.
APTS
$3K ﹤0.01%
221
– –
LDL
857
DELISTED
Lydall, Inc.
LDL
$3K ﹤0.01%
133
– –
QEP
858
DELISTED
QEP RESOURCES, INC.
QEP
$3K ﹤0.01%
567
– –
NBL
859
DELISTED
Noble Energy, Inc.
NBL
$3K ﹤0.01%
173
– –
PEI
860
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$3K ﹤0.01%
+32
New +$3.98K
ALLE icon
861
Allegion
ALLE
$13.4B
$2K ﹤0.01%
28
– –
AME icon
862
Ametek
AME
$55.4B
$2K ﹤0.01%
31
– –
CAG icon
863
Conagra Brands
CAG
$6.94B
$2K ﹤0.01%
108
– –
DOX icon
864
Amdocs
DOX
$5.92B
$2K ﹤0.01%
31
– –
M icon
865
Macy's
M
$6.53B
$2K ﹤0.01%
69
– –
MUFG icon
866
Mitsubishi UFJ Financial
MUFG
$253B
$2K ﹤0.01%
500
– –
PGF icon
867
Invesco Financial Preferred ETF
PGF
$677M
$2K ﹤0.01%
+100
New +$1.76K
PINC
868
DELISTED
Premier
PINC
$2K ﹤0.01%
57
– –
SCHV
869
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$2K ﹤0.01%
+111
New +$1.96K
SRE icon
870
Sempra
SRE
$57.9B
$2K ﹤0.01%
32
– –
TPR icon
871
Tapestry
TPR
$30.8B
$2K ﹤0.01%
72
– –
VNO icon
872
Vornado Realty Trust
VNO
$7.41B
$2K ﹤0.01%
+39
New +$2.67K
MRO
873
DELISTED
Marathon Oil Corporation
MRO
$2K ﹤0.01%
134
-200
-60% -$3.57K
LSXMK
874
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$2K ﹤0.01%
87
– –
DOOR
875
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$2K ﹤0.01%
53
– –
33 34
35
36 37

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Rockefeller Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

  • Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
  • Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
  • Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
  • Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
  • Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
  • Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
  • Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.

Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.