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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYBR
826
DELISTED
CyberArk
CYBR
$2.06M 0.01%
+12,584
New +$2.02M
PPL
827
PPL Corp
PPL
$26.7B
$2.05M 0.01%
87,164
-9,430
-10% -$244K
RUN icon
828
Sunrun
RUN
$2.46B
$2.05M 0.01%
163,404
+49,727
+44% +$818K
QMAR icon
829
FT Vest Growth-100 Buffer ETF March
QMAR
$578M
$2.05M 0.01%
85,300
– –
AEE icon
830
Ameren
AEE
$30.1B
$2.04M 0.01%
27,301
-7,841
-22% -$639K
TPZ
831
Tortoise Electrification Infrastructure ETF
TPZ
$124M
$2.03M 0.01%
152,192
– –
BHK icon
832
BlackRock Core Bond Trust
BHK
$667M
$2.03M 0.01%
203,870
+27,923
+16% +$291K
ICOW icon
833
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.87B
$2.02M 0.01%
67,793
+10,889
+19% +$332K
ASB icon
834
Associated Banc-Corp
ASB
$5.91B
$2.02M 0.01%
119,132
+4
+0% +$70
PAG icon
835
Penske Automotive Group
PAG
$14.2B
$2.01M 0.01%
12,039
+2,775
+30% +$464K
NVG icon
836
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$2.01M 0.01%
194,591
+27,369
+16% +$308K
AMX icon
837
America Movil
AMX
$71.2B
$2.01M 0.01%
116,050
-8,761
-7% -$171K
INCY icon
838
Incyte
INCY
$24.4B
$2M 0.01%
34,592
-2,085
-6% -$131K
KRBN icon
839
KraneShares Global Carbon Strategy ETF
KRBN
$143M
$2M 0.01%
55,301
+106
+0.2% +$4K
SG icon
840
Sweetgreen
SG
$642M
$1.97M 0.01%
167,805
+4,602
+3% +$64.1K
BTI icon
841
British American Tobacco
BTI
$128B
$1.97M 0.01%
62,596
+2,090
+3% +$68.9K
NTRS icon
842
Northern Trust
NTRS
$33.9B
$1.97M 0.01%
28,213
+5,615
+25% +$424K
KB icon
843
KB Financial Group
KB
$43.5B
$1.96M 0.01%
47,706
-128
-0.3% -$5.07K
D icon
844
Dominion Energy
D
$59.3B
$1.96M 0.01%
43,842
-8,208
-16% -$408K
SHM icon
845
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.96M 0.01%
42,348
-2,016
-5% -$94.4K
AROW icon
846
Arrow Financial
AROW
$652M
$1.96M 0.01%
114,914
+32,258
+39% +$594K
GHY
847
PGIM Global High Yield Fund
GHY
$483M
$1.95M 0.01%
181,158
+14,284
+9% +$160K
MQ icon
848
Marqeta
MQ
$1.66B
$1.95M 0.01%
81,598
-138
-0.2% -$3.13K
UFOX
849
Defiance Space and Connective Tech ETF
UFOX
$911M
$1.95M 0.01%
62,424
-5,919
-9% -$193K
HOOD icon
850
Robinhood
HOOD
$83.9B
$1.95M 0.01%
198,732
+9,829
+5% +$109K
32 33
34
35 36

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.