We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ENVIU
826
DELISTED
Environmental Impact Acquisition Corp. Unit
ENVIU
| $1.6M | 0.01% |
154,589
+66,137
| +75% | +$680K |
|
827
iShares US Telecommunications ETF
IYZ
$1.26B
| $1.6M | 0.01% |
49,246
+987
| +2% | +$33.3K |
|
828
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.05B
| $1.6M | 0.01% |
63,812
+7,325
| +13% | +$187K |
|
829
iShares Russell 3000 ETF
IWV
$20.3B
| $1.59M | 0.01% |
6,231
-636
| -9% | -$167K |
|
|
FLG
830
Flagstar Bank National Association
FLG
$5.82B
| $1.59M | 0.01% |
41,125
+24,135
| +142% | +$876K |
|
831
Wyndham Hotels & Resorts
WH
$5.48B
| $1.58M | 0.01% |
20,459
+3,620
| +21% | +$260K |
|
832
United Airlines
UAL
$42.1B
| $1.57M | 0.01% |
33,129
+10,521
| +47% | +$496K |
|
833
CarMax
KMX
$8.26B
| $1.57M | 0.01% |
12,292
-947
| -7% | -$126K |
|
|
TPZ
834
Tortoise Electrification Infrastructure ETF
TPZ
$124M
| $1.57M | 0.01% |
118,750
-3,750
| -3% | -$49.2K |
|
835
Global X Uranium ETF
URA
$6.22B
| $1.56M | 0.01% |
65,700
+25,688
| +64% | +$547K |
|
836
Teleflex
TFX
$5.98B
| $1.54M | 0.01% |
4,105
-3,024
| -42% | -$1.18M |
|
837
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
| $1.54M | 0.01% |
73,379
+22,282
| +44% | +$447K |
|
838
StoneCo
STNE
$2.58B
| $1.54M | 0.01% |
44,491
+22,491
| +102% | +$1.17M |
|
839
PPG Industries
PPG
$26.6B
| $1.53M | 0.01% |
10,733
-2,200
| -17% | -$353K |
|
840
Trip.com Group
TCOM
$29.1B
| $1.52M | 0.01% |
49,401
+16,283
| +49% | +$468K |
|
841
Take-Two Interactive
TTWO
$46.1B
| $1.51M | 0.01% |
9,800
+984
| +11% | +$159K |
|
842
Incyte
INCY
$24.4B
| $1.51M | 0.01% |
21,938
-323
| -1% | -$24.5K |
|
843
VeriSign
VRSN
$26.6B
| $1.51M | 0.01% |
7,358
-53
| -0.7% | -$11.6K |
|
844
Invesco Bloomberg Pricing Power ETF
POWA
$183M
| $1.5M | 0.01% |
22,707
| – | – |
|
845
MongoDB
MDB
$32.1B
| $1.5M | 0.01% |
3,181
-653
| -17% | -$263K |
|
846
Mettler-Toledo International
MTD
$28.6B
| $1.5M | 0.01% |
1,088
+12
| +1% | +$18.1K |
|
847
Silicon Motion
SIMO
$8.68B
| $1.5M | 0.01% |
21,693
-43
| -0.2% | -$3.04K |
|
848
WEC Energy
WEC
$35.1B
| $1.5M | 0.01% |
16,973
+113
| +0.7% | +$10.6K |
|
849
Federal Realty Investment Trust
FRT
$10.3B
| $1.5M | 0.01% |
12,678
+12,642
| +35,117% | +$1.5M |
|
850
B&G Foods
BGS
$286M
| $1.49M | 0.01% |
49,899
-18,005
| -27% | -$540K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.