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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
iShares Floating Rate Bond ETF
FLOT
$10.5B
| $193K | ﹤0.01% |
3,966
+3,771
| +1,934% | +$189K |
|
|
WPX
827
DELISTED
WPX Energy, Inc.
WPX
| $193K | ﹤0.01% |
63,316
+55,457
| +706% | +$523K |
|
828
National Grid
NGG
$81.3B
| $190K | ﹤0.01% |
3,698
+37
| +1% | +$2.04K |
|
829
iShares MSCI Italy ETF
EWI
$1.08B
| $189K | ﹤0.01% |
+9,100
| New | +$243K |
|
830
Franklin Resources
BEN
$17.2B
| $188K | ﹤0.01% |
11,243
+8,428
| +299% | +$193K |
|
831
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
| $188K | ﹤0.01% |
+10,407
| New | +$257K |
|
832
NXP Semiconductors
NXPI
$60.4B
| $188K | ﹤0.01% |
2,270
+1,341
| +144% | +$157K |
|
|
SNV
833
DELISTED
Synovus
SNV
| $187K | ﹤0.01% |
10,631
+8,207
| +339% | +$253K |
|
834
eBay
EBAY
$49.8B
| $186K | ﹤0.01% |
6,173
+2,759
| +81% | +$96.1K |
|
835
Nuveen Quality Municipal Income Fund
NAD
$2.78B
| $186K | ﹤0.01% |
13,562
+12,950
| +2,116% | +$187K |
|
|
JTA
836
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
| $185K | ﹤0.01% |
+26,175
| New | +$273K |
|
837
Monolithic Power Systems
MPWR
$68.9B
| $184K | ﹤0.01% |
1,098
+1,069
| +3,686% | +$183K |
|
838
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
| $183K | ﹤0.01% |
7,060
-9,024
| -56% | -$230K |
|
|
CYBR
839
DELISTED
CyberArk
CYBR
| $181K | ﹤0.01% |
2,121
+2,000
| +1,653% | +$231K |
|
840
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
| $181K | ﹤0.01% |
1,527
| – | – |
|
|
LM
841
DELISTED
Legg Mason, Inc.
LM
| $181K | ﹤0.01% |
3,700
+356
| +11% | +$15.5K |
|
|
RESD
842
DELISTED
WisdomTree International ESG Fund
RESD
| $180K | ﹤0.01% |
8,372
-1,240
| -13% | -$30.6K |
|
843
CrowdStrike
CRWD
$218B
| $179K | ﹤0.01% |
12,864
+4,864
| +61% | +$68.7K |
|
|
PE
844
DELISTED
PARSLEY ENERGY INC
PE
| $178K | ﹤0.01% |
+31,040
| New | +$419K |
|
845
First Solar
FSLR
$26.9B
| $177K | ﹤0.01% |
4,920
-700
| -12% | -$33.3K |
|
846
McKesson
MCK
$101B
| $177K | ﹤0.01% |
1,302
+331
| +34% | +$48.5K |
|
847
Nuveen Mortgage and Income Fund
JLS
$94.7M
| $176K | ﹤0.01% |
10,708
+422
| +4% | +$8.97K |
|
848
United Rentals
URI
$72.4B
| $175K | ﹤0.01% |
1,698
+321
| +23% | +$42.6K |
|
849
Targa Resources
TRGP
$55.1B
| $174K | ﹤0.01% |
25,127
+6,439
| +34% | +$191K |
|
850
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
| $173K | ﹤0.01% |
+5,588
| New | +$179K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.