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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRTX
826
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$90K ﹤0.01%
+1,153
New +$108K
ITA icon
827
iShares US Aerospace & Defense ETF
ITA
$14.7B
$88K ﹤0.01%
784
-254
-24% -$27.8K
JKHY icon
828
Jack Henry & Associates
JKHY
$10.9B
$88K ﹤0.01%
602
– –
FCT
829
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$87K ﹤0.01%
7,280
– –
MXL icon
830
MaxLinear
MXL
$6.39B
$87K ﹤0.01%
3,886
+3,164
+438% +$70.1K
WBD icon
831
Warner Bros
WBD
$64.6B
$87K ﹤0.01%
3,253
+799
+33% +$23.2K
ZYME icon
832
Zymeworks
ZYME
$1.74B
$87K ﹤0.01%
+3,500
New +$87.7K
MMU
833
Western Asset Managed Municipals Fund
MMU
$547M
$86K ﹤0.01%
6,237
-150
-2% -$2.13K
NUE icon
834
Nucor
NUE
$62.5B
$85K ﹤0.01%
1,674
+111
+7% +$5.79K
XLNX
835
DELISTED
Xilinx Inc
XLNX
$85K ﹤0.01%
891
+587
+193% +$64.2K
ATVI
836
DELISTED
Activision Blizzard
ATVI
$85K ﹤0.01%
1,614
+180
+13% +$8.97K
AB icon
837
AllianceBernstein
AB
$3.46B
$84K ﹤0.01%
+2,855
New +$83K
CHD icon
838
Church & Dwight Co
CHD
$24.4B
$84K ﹤0.01%
1,111
+150
+16% +$11.4K
LDP icon
839
Cohen & Steers Duration Preferred & Income Fund
LDP
$595M
$84K ﹤0.01%
3,270
– –
AWF
840
AllianceBernstein Global High Income Fund
AWF
$876M
$82K ﹤0.01%
+6,840
New +$81.1K
BR icon
841
Broadridge
BR
$18.7B
$82K ﹤0.01%
655
+577
+740% +$74.3K
MLPA icon
842
Global X MLP ETF
MLPA
$2.26B
$82K ﹤0.01%
+1,621
New +$83.5K
BEN icon
843
Franklin Resources
BEN
$17.8B
$81K ﹤0.01%
2,813
-688
-20% -$21K
ESGV icon
844
Vanguard ESG US Stock ETF
ESGV
$13.6B
$81K ﹤0.01%
+1,559
New +$80.7K
SHG icon
845
Shinhan Financial Group
SHG
$34B
$81K ﹤0.01%
2,313
-2,283
-50% -$81K
SSNC icon
846
SS&C Technologies
SSNC
$18.6B
$81K ﹤0.01%
1,574
– –
HYLB icon
847
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$80K ﹤0.01%
1,996
-67
-3% -$2.68K
SIRI icon
848
SiriusXM
SIRI
$10.2B
$80K ﹤0.01%
1,278
+739
+137% +$45.4K
IBDL
849
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$80K ﹤0.01%
+3,137
New +$79.4K
ZAYO
850
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$80K ﹤0.01%
2,365
– –
32 33
34
35 36

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.