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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIPX icon
801
FT Energy Income Partners Strategy ETF
EIPX
$556M
$1.74M 0.01%
+87,471
New +$1.76M
IYJ icon
802
iShares US Industrials ETF
IYJ
$2.02B
$1.74M 0.01%
18,058
-664
-4% -$62.6K
SG icon
803
Sweetgreen
SG
$642M
$1.74M 0.01%
202,968
+3,673
+2% +$53.5K
DFUV icon
804
Dimensional US Marketwide Value ETF
DFUV
$15.8B
$1.74M 0.01%
51,918
-92
-0.2% -$3.06K
GHY
805
PGIM Global High Yield Fund
GHY
$483M
$1.74M 0.01%
160,186
+33,587
+27% +$363K
HYZD icon
806
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
$1.73M 0.01%
83,916
-6,944
-8% -$144K
JQC icon
807
Nuveen Credit Strategies Income Fund
JQC
$711M
$1.73M 0.01%
339,345
-28,696
-8% -$147K
CRI icon
808
Carter's
CRI
$1.47B
$1.73M 0.01%
23,148
-394,064
-94% -$28.2M
PWR icon
809
Quanta Services
PWR
$101B
$1.73M 0.01%
12,117
-8,762
-42% -$1.24M
OMCL icon
810
Omnicell
OMCL
$1.68B
$1.72M 0.01%
34,175
-224,622
-87% -$13.5M
CW icon
811
Curtiss-Wright
CW
$25.5B
$1.71M 0.01%
10,264
+8,667
+543% +$1.44M
EEMX icon
812
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$177M
$1.71M 0.01%
59,500
– –
HYD icon
813
VanEck High Yield Muni ETF
HYD
$4.45B
$1.71M 0.01%
33,747
+2,103
+7% +$106K
YUM icon
814
Yum! Brands
YUM
$41.1B
$1.69M 0.01%
13,225
+922
+7% +$112K
TECH icon
815
Bio-Techne
TECH
$11.3B
$1.69M 0.01%
20,403
-201
-1% -$16K
ESGD icon
816
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$1.68M 0.01%
25,640
-4,763
-16% -$299K
NVT icon
817
nVent Electric
NVT
$26.7B
$1.68M 0.01%
43,769
+24,358
+125% +$900K
ESGV icon
818
Vanguard ESG US Stock ETF
ESGV
$13.6B
$1.67M 0.01%
25,415
-1,969
-7% -$131K
TPYP icon
819
Tortoise North American Pipeline ETF
TPYP
$848M
$1.67M 0.01%
67,774
+927
+1% +$23.2K
IGIB icon
820
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$1.67M 0.01%
33,784
-6,069
-15% -$297K
NDMO icon
821
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$606M
$1.67M 0.01%
168,188
+30,600
+22% +$310K
MTD icon
822
Mettler-Toledo International
MTD
$28.6B
$1.67M 0.01%
1,156
-7
-0.6% -$9.37K
FXG icon
823
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$1.67M 0.01%
26,561
-4,343
-14% -$272K
FRT icon
824
Federal Realty Investment Trust
FRT
$10.3B
$1.66M 0.01%
16,400
-499
-3% -$50.5K
USIG icon
825
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$1.66M 0.01%
33,710
-10,151
-23% -$495K
31 32
33
34 35

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.