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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
801
DoubleLine Income Solutions Fund
DSL
$1.24B
$1.75M 0.01%
161,843
+1,400
+0.9% +$17.2K
BWXT icon
802
BWX Technologies
BWXT
$15.6B
$1.74M 0.01%
34,571
+2,431
+8% +$131K
GNRC icon
803
Generac Holdings
GNRC
$12.5B
$1.74M 0.01%
9,779
+7,155
+273% +$1.64M
BTX
804
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$1.73M 0.01%
238,514
-23,488
-9% -$196K
JHMM icon
805
John Hancock Multifactor Mid Cap ETF
JHMM
$6.12B
$1.73M 0.01%
40,682
-415,017
-91% -$19.5M
JMST icon
806
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$1.73M 0.01%
34,451
+24,502
+246% +$1.24M
DD icon
807
DuPont de Nemours
DD
$19.2B
$1.73M 0.01%
27,358
-102
-0.4% -$7.28K
ESGV icon
808
Vanguard ESG US Stock ETF
ESGV
$13.6B
$1.72M 0.01%
27,384
-2,699
-9% -$189K
LI icon
809
Li Auto
LI
$12.7B
$1.71M 0.01%
74,517
-100
-0.1% -$3.12K
USHY icon
810
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.7B
$1.71M 0.01%
50,958
-12,385
-20% -$440K
BAX icon
811
Baxter International
BAX
$14.2B
$1.71M 0.01%
31,740
+4,425
+16% +$266K
ELAN icon
812
Elanco Animal Health
ELAN
$11.1B
$1.71M 0.01%
137,820
-3,390,585
-96% -$59.3M
INMD icon
813
InMode
INMD
$880M
$1.71M 0.01%
58,695
-564
-1% -$17.5K
ESGD icon
814
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$1.71M 0.01%
30,403
-3,692
-11% -$231K
NTLA icon
815
Intellia Therapeutics
NTLA
$1.67B
$1.71M 0.01%
30,490
+7,958
+35% +$494K
FLG
816
Flagstar Bank National Association
FLG
$5.82B
$1.7M 0.01%
66,609
+14,454
+28% +$424K
UFPI icon
817
UFP Industries
UFPI
$5.19B
$1.7M 0.01%
23,542
+23,263
+8,338% +$1.85M
VGLT icon
818
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$1.69M 0.01%
26,929
+6,134
+29% +$423K
MMP
819
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.69M 0.01%
35,577
+15,157
+74% +$761K
NTRS icon
820
Northern Trust
NTRS
$33.9B
$1.68M 0.01%
19,631
+14,238
+264% +$1.37M
JHML icon
821
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$1.68M 0.01%
36,907
+183
+0.5% +$9.18K
LAZ icon
822
Lazard
LAZ
$4.31B
$1.67M 0.01%
52,576
+106
+0.2% +$3.81K
RACE icon
823
Ferrari
RACE
$72.5B
$1.67M 0.01%
9,026
+964
+12% +$192K
GLO
824
Clough Global Opportunities Fund
GLO
$257M
$1.66M 0.01%
298,521
-48,524
-14% -$344K
EWL icon
825
iShares MSCI Switzerland ETF
EWL
$2.23B
$1.66M 0.01%
44,208
-13,420
-23% -$555K
31 32
33
34 35

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.