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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
Gartner
IT
$11.7B
| $1.75M | 0.01% |
5,769
+3,919
| +212% | +$1.14M |
|
|
FL
802
DELISTED
Foot Locker
FL
| $1.75M | 0.01% |
38,362
+38,010
| +10,798% | +$2.11M |
|
803
FTAI Aviation
FTAI
$22.2B
| $1.74M | 0.01% |
80,396
+57,415
| +250% | +$1.38M |
|
804
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
| $1.73M | 0.01% |
123,816
+29,240
| +31% | +$419K |
|
805
Ferguson
FERG
$49.8B
| $1.72M | 0.01% |
12,322
+5,274
| +75% | +$751K |
|
806
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
| $1.71M | 0.01% |
7,245
-1,413
| -16% | -$342K |
|
|
RDS.B
807
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $1.71M | 0.01% |
38,649
+28,461
| +279% | +$1.13M |
|
808
W.R. Berkley
WRB
$26.6B
| $1.7M | 0.01% |
52,405
+1,247
| +2% | +$41.1K |
|
809
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
| $1.7M | 0.01% |
190,489
-66,010
| -26% | -$604K |
|
|
FPF
810
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
| $1.69M | 0.01% |
67,736
| – | – |
|
811
IQVIA
IQV
$39.3B
| $1.69M | 0.01% |
7,070
+1,271
| +22% | +$321K |
|
812
Franklin Resources
BEN
$17.2B
| $1.68M | 0.01% |
56,639
+43,869
| +344% | +$1.37M |
|
813
Southern Copper
SCCO
$166B
| $1.68M | 0.01% |
32,364
-27,994
| -46% | -$1.62M |
|
814
Sysco
SYY
$40.3B
| $1.68M | 0.01% |
21,464
+488
| +2% | +$37.2K |
|
815
DraftKings
DKNG
$11.9B
| $1.68M | 0.01% |
34,854
+1,446
| +4% | +$76.7K |
|
816
HCA Healthcare
HCA
$89.5B
| $1.67M | 0.01% |
6,901
+572
| +9% | +$140K |
|
|
CHY
817
Calamos Convertible and High Income Fund
CHY
$1.06B
| $1.67M | 0.01% |
106,828
+50,980
| +91% | +$822K |
|
818
Ally Financial
ALLY
$13.3B
| $1.66M | 0.01% |
32,493
+23,611
| +266% | +$1.22M |
|
819
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
| $1.65M | 0.01% |
29,346
+1,404
| +5% | +$79.7K |
|
820
Schwab US Dividend Equity ETF
SCHD
$105B
| $1.63M | 0.01% |
66,057
+42,558
| +181% | +$1.08M |
|
821
TripAdvisor
TRIP
$1.26B
| $1.63M | 0.01% |
48,023
+271
| +0.6% | +$9.72K |
|
822
Monolithic Power Systems
MPWR
$68.9B
| $1.62M | 0.01% |
3,350
+2,834
| +549% | +$1.29M |
|
823
Enbridge
ENB
$112B
| $1.61M | 0.01% |
40,568
-1,806
| -4% | -$71.2K |
|
824
Televisa
TV
$1.49B
| $1.61M | 0.01% |
146,721
+10,921
| +8% | +$141K |
|
825
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
| $1.61M | 0.01% |
162,400
+39,722
| +32% | +$396K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.