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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGR
801
CBRE Global Real Estate Income Fund
IGR
$713M
$951K 0.01%
121,890
+385
+0.3% +$2.78K
FIXD icon
802
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$949K 0.01%
17,970
+6,628
+58% +$357K
ALGN icon
803
Align Technology
ALGN
$12.3B
$948K 0.01%
1,752
+595
+51% +$329K
CLF icon
804
Cleveland-Cliffs
CLF
$6.99B
$945K 0.01%
47,022
+39,022
+488% +$635K
GMED icon
805
Globus Medical
GMED
$11.2B
$944K 0.01%
15,311
+321
+2% +$20.3K
ITUB icon
806
Itaú Unibanco
ITUB
$87.5B
$943K 0.01%
261,489
+261,016
+55,183% +$986K
FFEB icon
807
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$940K 0.01%
+27,293
New +$918K
JEPI icon
808
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$939K 0.01%
+16,172
New +$908K
AYI icon
809
Acuity Brands
AYI
$10.8B
$937K 0.01%
5,682
-274
-5% -$34.9K
BETZ icon
810
Roundhill Sports Betting & iGaming ETF
BETZ
$49.6M
$932K 0.01%
30,306
+6
+0% +$182
IQV icon
811
IQVIA
IQV
$39.3B
$929K 0.01%
4,817
-1,057
-18% -$198K
DVN icon
812
Devon Energy
DVN
$47.3B
$926K 0.01%
42,393
+41,525
+4,784% +$855K
PAAS icon
813
Pan American Silver
PAAS
$21.6B
$926K 0.01%
30,842
– –
PBCT
814
DELISTED
People's United Financial Inc
PBCT
$926K 0.01%
51,774
+12,801
+33% +$206K
ADRE
815
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$920K 0.01%
16,350
+2,000
+14% +$120K
BNDX icon
816
Vanguard Total International Bond ETF
BNDX
$82.2B
$913K 0.01%
15,999
+1,332
+9% +$76.9K
SNV
817
DELISTED
Synovus
SNV
$909K 0.01%
19,890
-2,621
-12% -$110K
ATAXZ
818
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$905K 0.01%
163,731
-4,133
-2% -$22.8K
ENVIU
819
DELISTED
Environmental Impact Acquisition Corp. Unit
ENVIU
$903K 0.01%
+89,500
New +$949K
TIGO icon
820
Millicom
TIGO
$16.3B
$897K 0.01%
+23,500
New +$902K
YUM icon
821
Yum! Brands
YUM
$41.1B
$897K 0.01%
8,296
+2,089
+34% +$221K
CHRW icon
822
C.H. Robinson
CHRW
$17.5B
$896K 0.01%
9,403
+5,540
+143% +$517K
DON icon
823
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$892K 0.01%
22,080
+8,644
+64% +$329K
ESGU icon
824
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$891K 0.01%
9,807
+5,061
+107% +$450K
MRVL icon
825
Marvell Technology
MRVL
$196B
$884K 0.01%
18,068
+6,869
+61% +$337K
31 32
33
34 35

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.