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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
| $481K | ﹤0.01% |
12,727
-390
| -3% | -$14.9K |
|
802
Lennar Class A
LEN
$21.2B
| $480K | ﹤0.01% |
6,071
+344
| +6% | +$24.4K |
|
|
LEO
803
BNY Mellon Strategic Municipals
LEO
$387M
| $480K | ﹤0.01% |
58,076
+3,000
| +5% | +$24.8K |
|
804
EPAM Systems
EPAM
$5.03B
| $479K | ﹤0.01% |
1,484
+25
| +2% | +$7.46K |
|
805
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
| $478K | ﹤0.01% |
7,530
+7,059
| +1,499% | +$451K |
|
806
Mohawk Industries
MHK
$9.22B
| $478K | ﹤0.01% |
4,907
+48
| +1% | +$4.32K |
|
807
Halliburton
HAL
$26.6B
| $475K | ﹤0.01% |
39,507
-6,589
| -14% | -$95.4K |
|
808
Idacorp
IDA
$8.2B
| $475K | ﹤0.01% |
5,950
-8
| -0.1% | -$705 |
|
809
Arista Networks
ANET
$238B
| $470K | ﹤0.01% |
36,464
-896
| -2% | -$12.3K |
|
810
Snap
SNAP
$9.01B
| $470K | ﹤0.01% |
18,028
-1,457
| -7% | -$33.9K |
|
811
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
| $466K | ﹤0.01% |
9,685
+4,825
| +99% | +$226K |
|
812
ARK Genomic Revolution ETF
ARKG
$1.73B
| $464K | ﹤0.01% |
+7,289
| New | +$427K |
|
813
Trip.com Group
TCOM
$29.1B
| $460K | ﹤0.01% |
14,804
+644
| +5% | +$18.3K |
|
814
Artisan Partners
APAM
$3.02B
| $459K | ﹤0.01% |
11,779
+197
| +2% | +$7.22K |
|
815
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
| $456K | ﹤0.01% |
13,158
+354
| +3% | +$12K |
|
|
HDV
816
iShares Core High Dividend ETF
HDV
$14.9B
| $452K | ﹤0.01% |
28,165
+26,570
| +1,666% | +$442K |
|
|
MOMO
817
Hello Group
MOMO
$866M
| $448K | ﹤0.01% |
32,569
+6,175
| +23% | +$112K |
|
818
Virgin Galactic
SPCE
$398M
| $441K | ﹤0.01% |
1,149
+742
| +182% | +$282K |
|
819
Travelers Companies
TRV
$80.2B
| $441K | ﹤0.01% |
4,085
+792
| +24% | +$90.8K |
|
820
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
| $436K | ﹤0.01% |
2,789
+1,262
| +83% | +$195K |
|
|
EDD
821
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
| $432K | ﹤0.01% |
77,831
+10,035
| +15% | +$58K |
|
822
Yext
YEXT
$574M
| $429K | ﹤0.01% |
28,294
-3,000
| -10% | -$50.6K |
|
823
Kroger
KR
$34.8B
| $428K | ﹤0.01% |
12,640
+9,840
| +351% | +$340K |
|
824
Bloom Energy
BE
$64.6B
| $427K | ﹤0.01% |
23,782
+13,779
| +138% | +$206K |
|
825
WisdomTree International MidCap Dividend Fund
DIM
$170M
| $424K | ﹤0.01% |
7,594
+5
| +0.1% | +$281 |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.