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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PML
801
PIMCO Municipal Income Fund II
PML
$487M
$102K ﹤0.01%
+6,499
New +$101K
HRC
802
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$102K ﹤0.01%
972
+436
+81% +$46K
BSCM
803
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$102K ﹤0.01%
4,736
+5
+0.1% +$107
BMO icon
804
Bank of Montreal
BMO
$128B
$101K ﹤0.01%
1,365
+1,287
+1,650% +$93.8K
FUN icon
805
Cedar Fair
FUN
$1.85B
$101K ﹤0.01%
1,732
-11,261
-87% -$594K
MELI icon
806
Mercado Libre
MELI
$97.8B
$101K ﹤0.01%
184
-5
-3% -$3.03K
PNW icon
807
Pinnacle West Capital
PNW
$12.3B
$101K ﹤0.01%
1,042
+642
+161% +$60.5K
VIGI icon
808
Vanguard International Dividend Appreciation ETF
VIGI
$9.21B
$101K ﹤0.01%
1,511
– –
XEL icon
809
Xcel Energy
XEL
$48B
$101K ﹤0.01%
1,562
+1,410
+928% +$87.9K
AEG icon
810
Aegon
AEG
$14B
$100K ﹤0.01%
26,222
+25,558
+3,849% +$102K
HYLS icon
811
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$99K ﹤0.01%
+2,050
New +$98.8K
SHAK icon
812
Shake Shack
SHAK
$2.65B
$98K ﹤0.01%
+1,000
New +$88.3K
CDNS icon
813
Cadence Design Systems
CDNS
$93B
$95K ﹤0.01%
1,445
+900
+165% +$63.3K
JNPR
814
DELISTED
Juniper Networks
JNPR
$95K ﹤0.01%
+3,835
New +$96.4K
BG icon
815
Bunge Global
BG
$20.7B
$93K ﹤0.01%
1,634
+194
+13% +$10.8K
IWN icon
816
iShares Russell 2000 Value ETF
IWN
$14.6B
$93K ﹤0.01%
779
+413
+113% +$48.8K
PMX
817
DELISTED
PIMCO Municipal Income Fund III
PMX
$93K ﹤0.01%
+7,310
New +$91.4K
VSM
818
DELISTED
Versum Materials, Inc.
VSM
$93K ﹤0.01%
1,752
-132
-7% -$6.86K
AER icon
819
AerCap
AER
$24.7B
$92K ﹤0.01%
1,689
-182
-10% -$9.61K
AKR icon
820
Acadia Realty Trust
AKR
$2.94B
$92K ﹤0.01%
3,219
+3,115
+2,995% +$86.8K
QUAL icon
821
iShares MSCI USA Quality Factor ETF
QUAL
$47.8B
$92K ﹤0.01%
+991
New +$91.2K
CFO icon
822
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$424M
$91K ﹤0.01%
1,841
-1,260
-41% -$61.7K
PSXP
823
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$91K ﹤0.01%
1,600
– –
CCK icon
824
Crown Holdings
CCK
$13.2B
$90K ﹤0.01%
1,356
+665
+96% +$42.6K
HPE icon
825
Hewlett Packard
HPE
$70.4B
$90K ﹤0.01%
5,877
+34
+0.6% +$483
31 32
33
34 35

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.