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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCS icon
776
Barclays
BCS
$94.1B
$1.89M 0.01%
296,003
-94,808
-24% -$731K
APTV icon
777
Aptiv
APTV
$10.3B
$1.89M 0.01%
24,160
-3,338
-12% -$320K
JQC icon
778
Nuveen Credit Strategies Income Fund
JQC
$711M
$1.88M 0.01%
368,041
+11,457
+3% +$61.4K
PLUG icon
779
Plug Power
PLUG
$3.04B
$1.87M 0.01%
89,033
+3,382
+4% +$80.7K
STGW icon
780
Stagwell
STGW
$2.24B
$1.85M 0.01%
+266,770
New +$1.72M
SPYG icon
781
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$1.85M 0.01%
36,850
-4,982
-12% -$280K
DNA icon
782
Ginkgo Bioworks
DNA
$521M
$1.84M 0.01%
14,762
-462
-3% -$55.1K
PACW
783
DELISTED
PacWest Bancorp
PACW
$1.83M 0.01%
81,091
+1,772
+2% +$47.7K
WY icon
784
Weyerhaeuser
WY
$18.4B
$1.83M 0.01%
64,129
+2,903
+5% +$98.8K
HYZD icon
785
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
$1.83M 0.01%
90,860
+1,519
+2% +$31.4K
DLY
786
DoubleLine Yield Opportunities Fund
DLY
$690M
$1.83M 0.01%
135,433
-37,850
-22% -$554K
LDP icon
787
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$1.81M 0.01%
99,906
-90,095
-47% -$1.83M
HYMB icon
788
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$1.81M 0.01%
75,420
+17,336
+30% +$445K
BKNG icon
789
Booking.com
BKNG
$161B
$1.8M 0.01%
27,450
+175
+0.6% +$13.1K
MOS icon
790
The Mosaic Company
MOS
$7.33B
$1.8M 0.01%
37,287
+3,882
+12% +$201K
NTR icon
791
Nutrien
NTR
$30.7B
$1.79M 0.01%
21,505
-9,575
-31% -$824K
VNLA icon
792
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.79M 0.01%
36,975
-547
-1% -$26.6K
ATO icon
793
Atmos Energy
ATO
$28.8B
$1.78M 0.01%
17,509
+254
+1% +$29.1K
BCX icon
794
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$1.78M 0.01%
205,103
-1,521
-0.7% -$13.7K
GH icon
795
Guardant Health
GH
$22.6B
$1.76M 0.01%
32,804
+1,934
+6% +$99.3K
FFEB icon
796
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$1.76M 0.01%
52,737
-509
-1% -$18.1K
PCH
797
DELISTED
PotlatchDeltic
PCH
$1.76M 0.01%
42,871
-202
-0.5% -$9.28K
FXG icon
798
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$1.76M 0.01%
30,904
+418
+1% +$26.1K
CTVA icon
799
Corteva
CTVA
$51.3B
$1.76M 0.01%
30,757
-2,513
-8% -$146K
NTAP icon
800
NetApp
NTAP
$37.2B
$1.75M 0.01%
28,341
+309
+1% +$21.5K
30 31
32
33 34

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.