We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
(+24%)
Cap. Flow
+$1B
Cap. Flow
% of AUM
7.59%
Top 10 Holdings %
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$120M |
| 2 |
Globe Life
GL
|
+$115M |
| 3 |
MPT
Medical Properties Trust
MPT
|
+$91.5M |
| 4 |
Arch Capital
ACGL
|
+$69.2M |
| 5 |
Amazon
AMZN
|
+$45.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$138M |
| 2 |
GSK
GSK
|
+$98.7M |
| 3 |
Crown Holdings
CCK
|
+$92.3M |
| 4 |
American Water Works
AWK
|
+$54M |
| 5 |
SolarEdge
SEDG
|
+$45.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.64% |
| 2 | Financials | 15.05% |
| 3 | Healthcare | 13.07% |
| 4 | Consumer Discretionary | 9.61% |
| 5 | Communication Services | 7.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
iShares MSCI EAFE Growth ETF
EFG
$17.3B
| $748K | 0.01% |
7,429
+5,887
| +382% | +$557K |
|
777
VanEck Vietnam ETF
VNM
$504M
| $748K | 0.01% |
42,774
+84
| +0.2% | +$1.33K |
|
778
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $747K | 0.01% |
6,911
+1,666
| +32% | +$180K |
|
779
Fulgent Genetics
FLGT
$527M
| $746K | 0.01% |
+14,335
| New | +$599K |
|
780
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.4B
| $745K | 0.01% |
14,384
+14,000
| +3,646% | +$725K |
|
781
Genuine Parts
GPC
$18.7B
| $742K | 0.01% |
7,394
+1,596
| +28% | +$156K |
|
|
JPS
782
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $742K | 0.01% |
76,279
+1,332
| +2% | +$12.3K |
|
|
AXON
783
Axon Enterprise
AXON
$46.4B
| $740K | 0.01% |
6,043
+4,743
| +365% | +$544K |
|
784
Expeditors International
EXPD
$23.2B
| $738K | 0.01% |
7,776
+3,903
| +101% | +$356K |
|
785
Donaldson
DCI
$11.4B
| $730K | 0.01% |
13,075
+8,111
| +163% | +$428K |
|
|
SNV
786
DELISTED
Synovus
SNV
| $728K | 0.01% |
22,511
-4,369
| -16% | -$126K |
|
|
THW
787
abrdn World Healthcare Fund
THW
$551M
| $728K | 0.01% |
46,000
| – | – |
|
788
BlackRock Enhanced International Dividend Trust
BGY
$529M
| $726K | 0.01% |
123,768
+1,215
| +1% | +$6.75K |
|
789
Invesco Solar ETF
TAN
$1.38B
| $726K | 0.01% |
7,067
+2,737
| +63% | +$219K |
|
790
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
| $725K | 0.01% |
7,490
+7,286
| +3,572% | +$689K |
|
791
Blue Owl Capital
OBDC
$5.74B
| $725K | 0.01% |
57,285
-124,813
| -69% | -$1.58M |
|
792
Acuity Brands
AYI
$10.8B
| $721K | 0.01% |
5,956
-103
| -2% | -$11K |
|
793
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
| $720K | 0.01% |
13,350
+910
| +7% | +$47.1K |
|
794
Realty Income
O
$59.1B
| $719K | 0.01% |
11,950
+1,224
| +11% | +$72.3K |
|
795
Seagate
STX
$184B
| $717K | 0.01% |
11,541
+8,387
| +266% | +$471K |
|
796
Targa Resources
TRGP
$55.1B
| $716K | 0.01% |
27,170
-827
| -3% | -$17.6K |
|
797
Onto Innovation
ONTO
$15.3B
| $713K | 0.01% |
+15,000
| New | +$601K |
|
|
ATAXZ
798
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $713K | 0.01% |
167,864
+15,731
| +10% | +$66.8K |
|
799
Halliburton
HAL
$26.6B
| $712K | 0.01% |
37,726
-1,781
| -5% | -$27.6K |
|
800
Monolithic Power Systems
MPWR
$68.9B
| $706K | 0.01% |
1,931
+123
| +7% | +$39.4K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2020 Portfolio in Review
As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.
- Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
- Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
- Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
- Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
- Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
- Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
- Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.
Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.