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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
Cap. Flow
+$87.1M
Cap. Flow %
1.53%
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$39.9M
2
META icon
Meta Platforms (Facebook)
META
+$32.6M
3
ONC
BeOne Medicines Ltd
ONC
+$27.1M
4
CHTR icon
Charter Communications
CHTR
+$24.8M
5
RCL icon
Royal Caribbean
RCL
+$23.3M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$87M
2
NKE icon
Nike
NKE
+$76.2M
3
TSM icon
TSMC
TSM
+$49.6M
4
UAL icon
United Airlines
UAL
+$32M
5
AWK icon
American Water Works
AWK
+$30.5M

Sector Composition

Rank Sector Weight
1 Healthcare 21.35%
2 Financials 17.15%
3 Communication Services 12.3%
4 Consumer Discretionary 11.48%
5 Technology 9.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLR icon
776
Fluor
FLR
$7.01B
$6K ﹤0.01%
+187
New +$8.07K
JNK icon
777
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$6K ﹤0.01%
+55
New +$5.75K
LEG icon
778
Leggett & Platt
LEG
$1.34B
$6K ﹤0.01%
171
– –
LOPE icon
779
Grand Canyon Education
LOPE
$3.79B
$6K ﹤0.01%
66
– –
NTB icon
780
Bank of N.T. Butterfield & Son
NTB
$2.43B
$6K ﹤0.01%
200
– –
PATK icon
781
Patrick Industries
PATK
$2.74B
$6K ﹤0.01%
279
– –
PAYX icon
782
Paychex
PAYX
$41.6B
$6K ﹤0.01%
88
– –
RNST icon
783
Renasant Corp
RNST
$3.98B
$6K ﹤0.01%
188
– –
ROG icon
784
Rogers Corp
ROG
$2.21B
$6K ﹤0.01%
63
– –
TFC icon
785
Truist Financial
TFC
$63.3B
$6K ﹤0.01%
+140
New +$6.72K
TSLX icon
786
Sixth Street Specialty
TSLX
$1.63B
$6K ﹤0.01%
+335
New +$6.65K
VAC icon
787
Marriott Vacations Worldwide
VAC
$3.35B
$6K ﹤0.01%
85
-142
-63% -$11.8K
WAL icon
788
Western Alliance Bancorporation
WAL
$8.79B
$6K ﹤0.01%
155
– –
YUMC icon
789
Yum China
YUMC
$16.5B
$6K ﹤0.01%
180
-1,457
-89% -$50K
STOR
790
DELISTED
STORE Capital Corporation
STOR
$6K ﹤0.01%
+224
New +$6.53K
SNP
791
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$6K ﹤0.01%
81
– –
ACGL icon
792
Arch Capital
ACGL
$34.3B
$5K ﹤0.01%
198
– –
AKR icon
793
Acadia Realty Trust
AKR
$3.09B
$5K ﹤0.01%
+201
New +$5.53K
APA icon
794
APA Corp
APA
$13.2B
$5K ﹤0.01%
172
– –
APOG icon
795
Apogee Enterprises
APOG
$826M
$5K ﹤0.01%
162
– –
BFH icon
796
Bread Financial
BFH
$4.37B
$5K ﹤0.01%
41
– –
CLX icon
797
Clorox
CLX
$11.6B
$5K ﹤0.01%
34
– –
CTAS icon
798
Cintas
CTAS
$81.9B
$5K ﹤0.01%
120
– –
HSY icon
799
Hershey
HSY
$35.2B
$5K ﹤0.01%
43
– –
KDP icon
800
Keurig Dr Pepper
KDP
$42.3B
$5K ﹤0.01%
182
– –
30 31
32
33 34

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Rockefeller Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

  • Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
  • Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
  • Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
  • Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
  • Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
  • Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
  • Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.

Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.