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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $1.97M | 0.01% |
39,957
+3,050
| +8% | +$150K |
|
|
K
752
DELISTED
Kellanova
K
| $1.96M | 0.01% |
29,281
-22
| -0.1% | -$1.49K |
|
|
MPT
753
Medical Properties Trust
MPT
$2.81B
| $1.96M | 0.01% |
175,727
-117,813
| -40% | -$1.37M |
|
754
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
| $1.95M | 0.01% |
195,462
-9,641
| -5% | -$91.6K |
|
755
Corteva
CTVA
$51.3B
| $1.94M | 0.01% |
33,091
+2,334
| +8% | +$148K |
|
756
NIO
NIO
$11.9B
| $1.94M | 0.01% |
198,513
-5,966
| -3% | -$68.7K |
|
757
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
| $1.93M | 0.01% |
60,729
-2,165
| -3% | -$68.5K |
|
758
Aaon
AAON
$7.77B
| $1.93M | 0.01% |
38,354
-500,010
| -93% | -$23.3M |
|
759
Lennox International
LII
$15.2B
| $1.93M | 0.01% |
8,051
-4,672
| -37% | -$1.14M |
|
760
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
| $1.92M | 0.01% |
170,750
-31,305
| -15% | -$359K |
|
761
UFP Industries
UFPI
$5.19B
| $1.92M | 0.01% |
24,241
+699
| +3% | +$53.4K |
|
762
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
| $1.92M | 0.01% |
37,236
+965
| +3% | +$48.6K |
|
763
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
| $1.91M | 0.01% |
121,956
-22,745
| -16% | -$387K |
|
764
NatWest
NWG
$76.4B
| $1.91M | 0.01% |
295,285
-3,035
| -1% | -$17.8K |
|
|
PACW
765
DELISTED
PacWest Bancorp
PACW
| $1.91M | 0.01% |
83,019
+1,928
| +2% | +$46.8K |
|
766
Pan American Silver
PAAS
$21.6B
| $1.9M | 0.01% |
116,571
-15,108
| -11% | -$242K |
|
|
FLG
767
Flagstar Bank National Association
FLG
$5.82B
| $1.9M | 0.01% |
73,714
+7,105
| +11% | +$190K |
|
768
Invesco CEF Income Composite ETF
PCEF
$814M
| $1.89M | 0.01% |
104,233
-10,743
| -9% | -$196K |
|
769
FirstCash
FCFS
$8.78B
| $1.87M | 0.01% |
21,577
-273,362
| -93% | -$24.2M |
|
770
iShares China Large-Cap ETF
FXI
$4.31B
| $1.87M | 0.01% |
66,169
-11,818
| -15% | -$306K |
|
771
VanEck Biotech ETF
BBH
$422M
| $1.87M | 0.01% |
11,722
+230
| +2% | +$36.4K |
|
772
Halozyme
HALO
$12.2B
| $1.87M | 0.01% |
32,883
+22,869
| +228% | +$1.17M |
|
|
PCH
773
DELISTED
PotlatchDeltic
PCH
| $1.87M | 0.01% |
42,550
-321
| -0.7% | -$14.5K |
|
|
ETW
774
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
| $1.87M | 0.01% |
240,752
+33,917
| +16% | +$276K |
|
|
TPZ
775
Tortoise Electrification Infrastructure ETF
TPZ
$124M
| $1.85M | 0.01% |
145,417
+27,667
| +23% | +$367K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.