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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USIG icon
751
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$2.11M 0.01%
43,861
-9,293
-17% -$473K
DBC icon
752
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$2.11M 0.01%
88,123
-1,008,578
-92% -$25.6M
NFE icon
753
New Fortress Energy
NFE
$101M
$2.1M 0.01%
48,074
-12,692
-21% -$637K
WRB icon
754
W.R. Berkley
WRB
$26.6B
$2.1M 0.01%
48,770
-3,015
-6% -$131K
DSTX icon
755
Distillate International Fundamental Stability & Value ETF
DSTX
$67M
$2.09M 0.01%
116,492
+115,637
+13,525% +$2.37M
PAAS icon
756
Pan American Silver
PAAS
$21.6B
$2.09M 0.01%
131,679
+31,569
+32% +$550K
STLD icon
757
Steel Dynamics
STLD
$37.6B
$2.09M 0.01%
29,457
-12,523
-30% -$948K
VIOO icon
758
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.25B
$2.05M 0.01%
25,456
+16,344
+179% +$1.46M
MP icon
759
MP Materials
MP
$9.1B
$2.05M 0.01%
75,134
+5,912
+9% +$193K
GNTX icon
760
Gentex
GNTX
$5.07B
$2.02M 0.01%
84,741
+8,544
+11% +$235K
LUV icon
761
Southwest Airlines
LUV
$23B
$2.02M 0.01%
65,534
+5,471
+9% +$205K
FXI icon
762
iShares China Large-Cap ETF
FXI
$4.31B
$2.02M 0.01%
77,987
+15,076
+24% +$452K
PCEF icon
763
Invesco CEF Income Composite ETF
PCEF
$814M
$2.01M 0.01%
114,976
+7,986
+7% +$155K
TDG icon
764
TransDigm Group
TDG
$67.7B
$2M 0.01%
3,820
+13
+0.3% +$7.76K
MRVL icon
765
Marvell Technology
MRVL
$196B
$1.97M 0.01%
46,015
-473
-1% -$23.4K
SPIB icon
766
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.97M 0.01%
62,894
+5,088
+9% +$166K
VTIP icon
767
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.95M 0.01%
40,623
-4,619
-10% -$229K
PTY icon
768
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$1.95M 0.01%
166,145
-157,850
-49% -$2.09M
REGL icon
769
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$1.95M 0.01%
30,250
-587
-2% -$41.2K
CCEP icon
770
Coca-Cola Europacific Partners
CCEP
$47.9B
$1.95M 0.01%
45,719
-14,764
-24% -$742K
EMXC icon
771
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.1B
$1.94M 0.01%
43,890
+39,093
+815% +$1.9M
PPL
772
PPL Corp
PPL
$26.7B
$1.93M 0.01%
76,028
-11,579
-13% -$332K
GLDM icon
773
SPDR Gold MiniShares Trust
GLDM
$29.5B
$1.93M 0.01%
58,447
-8,460
-13% -$290K
IGIB icon
774
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$1.92M 0.01%
39,853
-15,862
-28% -$811K
K
775
DELISTED
Kellanova
K
$1.92M 0.01%
29,303
+10,071
+52% +$692K
29 30
31
32 33

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.