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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
(+24%)
Cap. Flow
+$1B
Cap. Flow
% of AUM
7.59%
Top 10 Holdings %
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$120M |
| 2 |
Globe Life
GL
|
+$115M |
| 3 |
MPT
Medical Properties Trust
MPT
|
+$91.5M |
| 4 |
Arch Capital
ACGL
|
+$69.2M |
| 5 |
Amazon
AMZN
|
+$45.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$138M |
| 2 |
GSK
GSK
|
+$98.7M |
| 3 |
Crown Holdings
CCK
|
+$92.3M |
| 4 |
American Water Works
AWK
|
+$54M |
| 5 |
SolarEdge
SEDG
|
+$45.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.64% |
| 2 | Financials | 15.05% |
| 3 | Healthcare | 13.07% |
| 4 | Consumer Discretionary | 9.61% |
| 5 | Communication Services | 7.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
| $800K | 0.01% |
65,337
-2,219
| -3% | -$25.8K |
|
752
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
| $800K | 0.01% |
7,356
+6,114
| +492% | +$652K |
|
753
Charter Communications
CHTR
$18.2B
| $796K | 0.01% |
1,204
-888
| -42% | -$565K |
|
|
PDX
754
PIMCO Dynamic Income Strategy Fund
PDX
$965M
| $796K | 0.01% |
98,608
+5,858
| +6% | +$42.4K |
|
755
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
| $793K | 0.01% |
9,188
-537
| -6% | -$46.4K |
|
756
Allison Transmission
ALSN
$9.82B
| $790K | 0.01% |
18,324
-1,687
| -8% | -$67.8K |
|
757
Digital Turbine
APPS
$1.74B
| $788K | 0.01% |
+13,958
| New | +$572K |
|
758
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
| $784K | 0.01% |
15,547
+3,510
| +29% | +$177K |
|
759
Roundhill Sports Betting & iGaming ETF
BETZ
$49.6M
| $782K | 0.01% |
30,300
+4,500
| +17% | +$103K |
|
760
Smith & Nephew
SNN
$12.6B
| $778K | 0.01% |
18,492
+15,346
| +488% | +$608K |
|
761
Pultegroup
PHM
$25.3B
| $777K | 0.01% |
18,033
+10,000
| +124% | +$443K |
|
|
BNY
762
Bank of New York Mellon
BNY
$107B
| $774K | 0.01% |
18,271
-37,647
| -67% | -$1.45M |
|
763
Camping World
CWH
$653M
| $774K | 0.01% |
29,332
+27,332
| +1,367% | +$800K |
|
764
Etsy
ETSY
$7.85B
| $773K | 0.01% |
4,349
+3,079
| +242% | +$463K |
|
765
RingCentral
RNG
$5.28B
| $772K | 0.01% |
2,039
+149
| +8% | +$46.3K |
|
766
Acadia Realty Trust
AKR
$2.84B
| $770K | 0.01% |
54,984
+54,247
| +7,361% | +$682K |
|
767
State Street
STT
$50.7B
| $768K | 0.01% |
10,567
-609
| -5% | -$41.3K |
|
768
Qualys
QLYS
$6.35B
| $765K | 0.01% |
6,285
+3,975
| +172% | +$393K |
|
769
Warner Bros
WBD
$67.1B
| $762K | 0.01% |
25,359
+19,917
| +366% | +$488K |
|
770
DigitalBridge
DBRG
$2.95B
| $760K | 0.01% |
39,540
-9,791
| -20% | -$157K |
|
|
CHW
771
Calamos Global Dynamic Income Fund
CHW
$545M
| $759K | 0.01% |
79,415
+180
| +0.2% | +$1.61K |
|
772
Fomento Económico Mexicano
FMX
$41.7B
| $759K | 0.01% |
10,028
+1
| +0% | +$67 |
|
773
Ametek
AME
$58.2B
| $752K | 0.01% |
6,224
-9,912
| -61% | -$1.12M |
|
774
State Street Ultra Short Term Bond ETF
ULST
$526M
| $751K | 0.01% |
18,597
+9,962
| +115% | +$403K |
|
775
Outset Medical
OM
$90.8M
| $750K | 0.01% |
880
-26
| -3% | -$20K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2020 Portfolio in Review
As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.
- Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
- Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
- Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
- Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
- Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
- Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
- Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.
Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.