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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AB icon
726
AllianceBernstein
AB
$3.47B
$4.56M 0.01%
131,270
+6,098
+5% +$203K
BIP icon
727
Brookfield Infrastructure Partners
BIP
$18B
$4.52M 0.01%
144,827
+11,606
+9% +$352K
ARKK icon
728
ARK Innovation ETF
ARKK
$6.31B
$4.52M 0.01%
90,199
-18,166
-17% -$886K
VIOO icon
729
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.25B
$4.47M 0.01%
44,059
+827
+2% +$80.4K
NU icon
730
Nu Holdings
NU
$66.9B
$4.45M 0.01%
373,392
-329,353
-47% -$3.36M
AVDE icon
731
Avantis International Equity ETF
AVDE
$18.7B
$4.44M 0.01%
69,659
+55,095
+378% +$3.35M
MCO icon
732
Moody's
MCO
$82.7B
$4.43M 0.01%
11,273
-902
-7% -$348K
ZBRA icon
733
Zebra Technologies
ZBRA
$17.8B
$4.42M 0.01%
14,666
+4,173
+40% +$1.12M
SKYY icon
734
First Trust Cloud Computing ETF
SKYY
$3.12B
$4.4M 0.01%
46,063
+13,232
+40% +$1.22M
EVT icon
735
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$4.39M 0.01%
185,843
+11,577
+7% +$260K
MGMT icon
736
Ballast Small/Mid Cap ETF
MGMT
$177M
$4.37M 0.01%
115,331
+11,958
+12% +$432K
PRF icon
737
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$4.36M 0.01%
113,352
-5,054
-4% -$184K
AIG icon
738
American International
AIG
$41.3B
$4.35M 0.01%
55,592
-36,213
-39% -$2.58M
CX icon
739
Cemex
CX
$16.3B
$4.33M 0.01%
480,862
-31,594
-6% -$253K
PINS icon
740
Pinterest
PINS
$13.4B
$4.32M 0.01%
124,548
+74,573
+149% +$2.71M
EQH icon
741
Equitable Holdings
EQH
$14.1B
$4.29M 0.01%
112,854
+11,169
+11% +$380K
XEL icon
742
Xcel Energy
XEL
$48.8B
$4.29M 0.01%
79,798
+5,279
+7% +$301K
HSY icon
743
Hershey
HSY
$36.6B
$4.27M 0.01%
21,943
+6,791
+45% +$1.31M
JBL icon
744
Jabil
JBL
$35.8B
$4.26M 0.01%
31,767
+225
+0.7% +$30.2K
VOOG icon
745
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$4.25M 0.01%
83,748
-3,696
-4% -$178K
HLI icon
746
Houlihan Lokey
HLI
$9.02B
$4.22M 0.01%
+32,923
New +$4.07M
MINT icon
747
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$4.22M 0.01%
41,976
+3,516
+9% +$352K
HIG icon
748
Hartford Financial Services
HIG
$39.3B
$4.22M 0.01%
40,940
-87,687
-68% -$8.04M
VUSB icon
749
Vanguard Ultra-Short Bond ETF
VUSB
$8.92B
$4.21M 0.01%
84,909
-87,270
-51% -$4.32M
TTD icon
750
Trade Desk
TTD
$6.49B
$4.19M 0.01%
47,916
+2,622
+6% +$199K
28 29
30
31 32

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.