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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQDG icon
726
WisdomTree International Quality Dividend Growth Fund
IQDG
$727M
$126K ﹤0.01%
4,364
-869
-17% -$25.1K
JD icon
727
JD.com
JD
$44.5B
$126K ﹤0.01%
4,474
– –
SPHQ icon
728
Invesco S&P 500 Quality ETF
SPHQ
$20B
$126K ﹤0.01%
+3,750
New +$125K
LM
729
DELISTED
Legg Mason, Inc.
LM
$126K ﹤0.01%
+3,290
New +$124K
DBEU icon
730
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$783M
$125K ﹤0.01%
+4,191
New +$122K
VOOV icon
731
Vanguard S&P 500 Value ETF
VOOV
$6.7B
$125K ﹤0.01%
1,083
+4
+0.4% +$453
ANAT
732
DELISTED
American National Group, Inc. Common Stock
ANAT
$124K ﹤0.01%
+1,000
New +$119K
CRL icon
733
Charles River Laboratories
CRL
$11.3B
$123K ﹤0.01%
930
+575
+162% +$77.1K
HFWA icon
734
Heritage Financial
HFWA
$1.25B
$123K ﹤0.01%
+4,561
New +$126K
HIG icon
735
Hartford Financial Services
HIG
$38.9B
$123K ﹤0.01%
2,022
+138
+7% +$8.07K
EXAS
736
DELISTED
Exact Sciences
EXAS
$122K ﹤0.01%
1,350
+555
+70% +$63.2K
MGK icon
737
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$122K ﹤0.01%
+4,610
New +$122K
RITM icon
738
Rithm Capital
RITM
$5.72B
$122K ﹤0.01%
7,776
+5,865
+307% +$87.8K
RPAY icon
739
Repay Holdings
RPAY
$343M
$122K ﹤0.01%
+9,174
New +$112K
BUD icon
740
AB InBev
BUD
$167B
$121K ﹤0.01%
1,275
+44
+4% +$4.17K
STX icon
741
Seagate
STX
$192B
$121K ﹤0.01%
2,255
+551
+32% +$27K
BRG
742
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$120K ﹤0.01%
10,206
+3
+0% +$36
WBC
743
DELISTED
WABCO HOLDINGS INC.
WBC
$119K ﹤0.01%
893
+598
+203% +$79.5K
FENY icon
744
Fidelity MSCI Energy Index ETF
FENY
$1.97B
$118K ﹤0.01%
+7,500
New +$121K
CONE
745
DELISTED
CyrusOne Inc Common Stock
CONE
$118K ﹤0.01%
1,497
+41
+3% +$2.74K
AAN.A
746
DELISTED
The Aaron's Company Inc Class A
AAN.A
$118K ﹤0.01%
1,831
-114
-6% -$7.35K
FOLD
747
DELISTED
Amicus Therapeutics
FOLD
$117K ﹤0.01%
14,550
+2,992
+26% +$32.5K
FOX icon
748
Fox Class B
FOX
$22.2B
$117K ﹤0.01%
3,721
+1,420
+62% +$49K
GH icon
749
Guardant Health
GH
$21.4B
$117K ﹤0.01%
1,836
-42
-2% -$3.7K
RARE icon
750
Ultragenyx Pharmaceutical
RARE
$2.54B
$117K ﹤0.01%
2,737
-66
-2% -$3.58K
28 29
30
31 32

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.