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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
(+13%)
Cap. Flow
+$1.08B
Cap. Flow
% of AUM
5.02%
Top 10 Holdings %
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Centene
CNC
|
+$119M |
| 2 |
Medtronic
MDT
|
+$50.1M |
| 3 |
Vanguard S&P 500 ETF
VOO
|
+$38.4M |
| 4 |
Elanco Animal Health
ELAN
|
+$35M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$30.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MPT
Medical Properties Trust
MPT
|
+$97M |
| 2 |
Willis Towers Watson
WTW
|
+$60.7M |
| 3 |
Kohl's
KSS
|
+$52.6M |
| 4 |
Becton Dickinson
BDX
|
+$49.4M |
| 5 |
Ionis Pharmaceuticals
IONS
|
+$41.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.15% |
| 2 | Financials | 13.4% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.35% |
| 5 | Industrials | 6.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
Torrid Holdings
CURV
$260M
| $2.85M | 0.01% |
287,516
+251,879
| +707% | +$3.74M |
|
702
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
| $2.83M | 0.01% |
71,267
-1,963
| -3% | -$80.9K |
|
703
KeyCorp
KEY
$24.4B
| $2.83M | 0.01% |
122,291
+1,596
| +1% | +$37K |
|
|
SCHW
704
Charles Schwab
SCHW
$187B
| $2.83M | 0.01% |
33,596
-2,303
| -6% | -$186K |
|
705
iShares MSCI Switzerland ETF
EWL
$2.23B
| $2.81M | 0.01% |
53,336
+221
| +0.4% | +$11.1K |
|
706
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.24B
| $2.79M | 0.01% |
24,841
+1,358
| +6% | +$155K |
|
707
Fluence Energy
FLNC
$2.44B
| $2.77M | 0.01% |
+77,883
| New | +$2.66M |
|
708
KraneShares Global Carbon Strategy ETF
KRBN
$143M
| $2.76M | 0.01% |
54,239
+5,089
| +10% | +$230K |
|
709
Vanguard ESG US Stock ETF
ESGV
$13.6B
| $2.75M | 0.01% |
31,326
+1,333
| +4% | +$114K |
|
|
UMPQ
710
DELISTED
Umpqua Holdings Corp
UMPQ
| $2.72M | 0.01% |
141,433
+5,325
| +4% | +$108K |
|
|
PACW
711
DELISTED
PacWest Bancorp
PACW
| $2.71M | 0.01% |
59,947
-144
| -0.2% | -$6.71K |
|
712
VanEck High Yield Muni ETF
HYD
$4.45B
| $2.7M | 0.01% |
43,302
+5,425
| +14% | +$338K |
|
713
iShares Expanded Tech-Software Sector ETF
IGV
$14.5B
| $2.7M | 0.01% |
33,965
+3,705
| +12% | +$309K |
|
714
Coca-Cola Europacific Partners
CCEP
$47.9B
| $2.69M | 0.01% |
48,138
-5,358
| -10% | -$289K |
|
715
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
| $2.67M | 0.01% |
73,994
+24,343
| +49% | +$882K |
|
716
Pacer Data & Infrastructure Real Estate ETF
SRVR
$383M
| $2.66M | 0.01% |
61,507
+32,225
| +110% | +$1.31M |
|
717
Steel Dynamics
STLD
$37.6B
| $2.66M | 0.01% |
42,873
+942
| +2% | +$58.9K |
|
718
iShares Global Tech ETF
IXN
$8.83B
| $2.66M | 0.01% |
41,319
+35,258
| +582% | +$2.17M |
|
719
Vanguard Russell 3000 ETF
VTHR
$4.85B
| $2.65M | 0.01% |
12,295
+3
| +0% | +$632 |
|
720
PIMCO Dynamic Income Fund
PDI
$7.42B
| $2.65M | 0.01% |
102,094
+65,747
| +181% | +$1.72M |
|
721
Amplify Cybersecurity ETF
HACK
$2.9B
| $2.63M | 0.01% |
42,735
+1,302
| +3% | +$82.2K |
|
722
National Grid
NGG
$81.3B
| $2.6M | 0.01% |
39,927
-713
| -2% | -$41.8K |
|
|
ETX
723
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
| $2.59M | 0.01% |
120,561
+3,068
| +3% | +$67.6K |
|
724
UBS Group
UBS
$176B
| $2.58M | 0.01% |
144,326
+121,016
| +519% | +$2.13M |
|
725
Dominion Energy
D
$59.3B
| $2.58M | 0.01% |
32,804
+1,211
| +4% | +$91.1K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2021 Portfolio in Review
As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.
- Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
- Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
- Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
- Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
- Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
- Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.
Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.