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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHVN
701
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$271K ﹤0.01%
+4,984
New +$247K
CTAS icon
702
Cintas
CTAS
$81.5B
$270K ﹤0.01%
4,012
+108
+3% +$7.1K
MOMO
703
Hello Group
MOMO
$882M
$268K ﹤0.01%
+8,000
New +$285K
PGF icon
704
Invesco Financial Preferred ETF
PGF
$676M
$268K ﹤0.01%
14,225
-4,992
-26% -$93.6K
SUSC icon
705
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$267K ﹤0.01%
10,095
+766
+8% +$20.2K
PRF icon
706
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$266K ﹤0.01%
+10,505
New +$256K
STAG icon
707
STAG Industrial
STAG
$7.28B
$265K ﹤0.01%
8,395
– –
CNC icon
708
Centene
CNC
$31.7B
$263K ﹤0.01%
4,179
+55
+1% +$2.98K
NBL
709
DELISTED
Noble Energy, Inc.
NBL
$260K ﹤0.01%
10,469
-5,183
-33% -$110K
EPI icon
710
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$258K ﹤0.01%
10,357
+4,315
+71% +$105K
TFI icon
711
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$258K ﹤0.01%
5,109
+3,750
+276% +$190K
KR icon
712
Kroger
KR
$35.4B
$256K ﹤0.01%
8,818
-832
-9% -$22.1K
EOS
713
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
$253K ﹤0.01%
14,205
-24
-0.2% -$413
HPP
714
Hudson Pacific Properties
HPP
$758M
$253K ﹤0.01%
958
+291
+44% +$71.7K
RESD
715
DELISTED
WisdomTree International ESG Fund
RESD
$253K ﹤0.01%
9,612
+118
+1% +$2.98K
DHI icon
716
D.R. Horton
DHI
$42.1B
$252K ﹤0.01%
4,765
+559
+13% +$29.8K
LVS icon
717
Las Vegas Sands
LVS
$29.8B
$252K ﹤0.01%
3,655
+3,265
+837% +$204K
SAN icon
718
Banco Santander
SAN
$207B
$251K ﹤0.01%
63,206
+62,621
+10,704% +$243K
XYZ
719
Block Inc
XYZ
$50.4B
$251K ﹤0.01%
4,022
+2,310
+135% +$148K
ELAN icon
720
Elanco Animal Health
ELAN
$12.8B
$249K ﹤0.01%
8,443
+486
+6% +$13.2K
CTLT
721
DELISTED
CATALENT, INC.
CTLT
$249K ﹤0.01%
4,412
-464
-10% -$23.7K
MGU
722
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$248K ﹤0.01%
+10,000
New +$242K
AXS icon
723
AXIS Capital
AXS
$7.57B
$247K ﹤0.01%
4,150
– –
SLYV icon
724
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.07B
$247K ﹤0.01%
3,759
+3,701
+6,381% +$234K
SIRI icon
725
SiriusXM
SIRI
$10.4B
$246K ﹤0.01%
3,436
+2,158
+169% +$145K
27 28
29
30 31

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.