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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOLD
701
DELISTED
Audentes Therapeutics, Inc
BOLD
$141K ﹤0.01%
5,030
– –
WLY icon
702
John Wiley & Sons Class A
WLY
$2.78B
$140K ﹤0.01%
3,185
– –
BDJ icon
703
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.74B
$139K ﹤0.01%
+15,120
New +$136K
J icon
704
Jacobs Solutions
J
$16.8B
$139K ﹤0.01%
1,832
-287
-14% -$20.5K
NEU icon
705
NewMarket
NEU
$8.18B
$138K ﹤0.01%
293
-60
-17% -$26.8K
BSCO
706
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$137K ﹤0.01%
6,380
+6
+0.1% +$128
HCA icon
707
HCA Healthcare
HCA
$86.8B
$135K ﹤0.01%
1,120
+57
+5% +$7.37K
KDP icon
708
Keurig Dr Pepper
KDP
$42.3B
$135K ﹤0.01%
4,951
-970
-16% -$27.1K
SRPT icon
709
Sarepta Therapeutics
SRPT
$1.73B
$134K ﹤0.01%
1,776
-81
-4% -$9.57K
CDW icon
710
CDW
CDW
$19.7B
$133K ﹤0.01%
1,083
+855
+375% +$98K
DVN icon
711
Devon Energy
DVN
$50.8B
$133K ﹤0.01%
5,525
+4,468
+423% +$112K
IVOO icon
712
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.82B
$133K ﹤0.01%
+2,036
New +$132K
EBAY icon
713
eBay
EBAY
$48.7B
$132K ﹤0.01%
3,378
+1,613
+91% +$64.7K
XIFR
714
XPLR Infrastructure LP
XIFR
$1.11B
$132K ﹤0.01%
2,502
-23,725
-90% -$1.19M
WSM icon
715
Williams-Sonoma
WSM
$29.3B
$131K ﹤0.01%
3,852
+3,474
+919% +$115K
VAR
716
DELISTED
Varian Medical Systems, Inc.
VAR
$131K ﹤0.01%
1,100
+29
+3% +$3.45K
IFF icon
717
International Flavors & Fragrances
IFF
$20.7B
$130K ﹤0.01%
1,062
+9
+0.9% +$1.15K
IWB icon
718
iShares Russell 1000 ETF
IWB
$49.9B
$130K ﹤0.01%
790
– –
KSU
719
DELISTED
Kansas City Southern
KSU
$130K ﹤0.01%
977
+248
+34% +$30.9K
TDG icon
720
TransDigm Group
TDG
$71.3B
$129K ﹤0.01%
247
– –
WRB icon
721
W.R. Berkley
WRB
$26.5B
$129K ﹤0.01%
4,021
– –
AMCX icon
722
AMC Global Media
AMCX
$501M
$128K ﹤0.01%
2,612
-27
-1% -$1.39K
BLUE
723
DELISTED
bluebird bio
BLUE
$128K ﹤0.01%
108
– –
DBEF icon
724
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.3B
$126K ﹤0.01%
3,902
-1,654
-30% -$52.2K
IDXX icon
725
Idexx Laboratories
IDXX
$46.4B
$126K ﹤0.01%
464
– –
27 28
29
30 31

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.