We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
676
Unilever
UL
$136B
$3.39M 0.01%
61,003
-3,245
-5% -$188K
SU icon
677
Suncor Energy
SU
$70.3B
$3.39M 0.01%
98,493
-2,054
-2% -$65.9K
BSY icon
678
Bentley Systems
BSY
$10.6B
$3.38M 0.01%
67,420
+14,381
+27% +$723K
CRSP icon
679
CRISPR Therapeutics
CRSP
$5.17B
$3.38M 0.01%
74,474
+916
+1% +$47.3K
B
680
Barrick Mining
B
$73.2B
$3.36M 0.01%
231,111
-25,224
-10% -$413K
CX icon
681
Cemex
CX
$16.3B
$3.36M 0.01%
516,176
-101,851
-16% -$756K
FTSL icon
682
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$3.35M 0.01%
73,331
+5,260
+8% +$240K
LAD icon
683
Lithia Motors
LAD
$8.26B
$3.34M 0.01%
11,323
-74,375
-87% -$22.7M
BUFR icon
684
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
$3.32M 0.01%
+135,661
New +$3.41M
FLR icon
685
Fluor
FLR
$7.96B
$3.31M 0.01%
90,112
-1,123
-1% -$37.6K
KVUE icon
686
Kenvue
KVUE
$36.9B
$3.3M 0.01%
+164,473
New +$3.81M
SYY icon
687
Sysco
SYY
$40.3B
$3.3M 0.01%
49,948
+13,080
+35% +$940K
XAR icon
688
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
$3.29M 0.01%
29,368
+1,107
+4% +$132K
HUBG icon
689
HUB Group
HUBG
$2.92B
$3.29M 0.01%
82,900
+42
+0.1% +$1.72K
AVLV icon
690
Avantis US Large Cap Value ETF
AVLV
$18.1B
$3.29M 0.01%
62,408
+4,250
+7% +$230K
VRT icon
691
Vertiv
VRT
$105B
$3.28M 0.01%
88,134
+10,556
+14% +$348K
MUNI icon
692
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
$3.26M 0.01%
65,056
+6,309
+11% +$323K
HAL icon
693
Halliburton
HAL
$26.6B
$3.25M 0.01%
80,132
+3,557
+5% +$139K
TDIV icon
694
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$3.24M 0.01%
57,828
-7,562
-12% -$441K
FMB icon
695
First Trust Managed Municipal ETF
FMB
$2.06B
$3.24M 0.01%
66,221
-19,913
-23% -$1,000K
ABEV icon
696
Ambev
ABEV
$46.4B
$3.22M 0.01%
1,249,513
-10,089
-0.8% -$29.2K
TRV icon
697
Travelers Companies
TRV
$80.2B
$3.22M 0.01%
19,710
+2,446
+14% +$408K
USIG icon
698
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$3.22M 0.01%
66,929
+21,511
+47% +$1.06M
IXJ icon
699
iShares Global Healthcare ETF
IXJ
$4.18B
$3.19M 0.01%
38,724
+948
+3% +$80.4K
EPP icon
700
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$3.19M 0.01%
80,177
+1,142
+1% +$47.3K
26 27
28
29 30

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.