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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
B
676
Barrick Mining
B
$73.2B
$2.69M 0.01%
173,545
+15,073
+10% +$238K
XAR icon
677
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
$2.68M 0.01%
29,252
-442
-1% -$46.2K
FMAY icon
678
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
$2.68M 0.01%
80,543
-1,008
-1% -$35.9K
FAST icon
679
Fastenal
FAST
$59.5B
$2.67M 0.01%
116,226
+83,304
+253% +$2.1M
CWB icon
680
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$2.67M 0.01%
42,191
+4,361
+12% +$293K
PWR icon
681
Quanta Services
PWR
$101B
$2.66M 0.01%
20,879
-11
-0.1% -$1.5K
HLT icon
682
Hilton Worldwide
HLT
$71.5B
$2.63M 0.01%
21,838
+1,518
+7% +$192K
SPAB icon
683
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$2.63M 0.01%
105,222
+7,343
+8% +$192K
IBDO
684
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$2.62M 0.01%
105,139
+46,520
+79% +$1.17M
ASHR icon
685
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
$2.62M 0.01%
96,824
– –
EPAM icon
686
EPAM Systems
EPAM
$5.03B
$2.61M 0.01%
7,217
+525
+8% +$201K
MGMT icon
687
Ballast Small/Mid Cap ETF
MGMT
$177M
$2.6M 0.01%
89,535
+12,863
+17% +$407K
AY
688
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$2.57M 0.01%
97,755
-13,743
-12% -$454K
BMEZ icon
689
BlackRock Health Sciences Trust II
BMEZ
$998M
$2.57M 0.01%
171,977
+19,118
+13% +$316K
IUSB icon
690
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$2.56M 0.01%
57,579
+2,878
+5% +$134K
SBRA icon
691
Sabra Healthcare REIT
SBRA
$5.37B
$2.56M 0.01%
194,857
+180,101
+1,221% +$2.66M
TROW icon
692
T. Rowe Price
TROW
$24.3B
$2.55M 0.01%
24,321
+3,213
+15% +$383K
BSTZ icon
693
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
$2.55M 0.01%
144,701
-9,962
-6% -$205K
IVOO icon
694
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.83B
$2.52M 0.01%
33,964
+1,006
+3% +$82.3K
KRE icon
695
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$2.52M 0.01%
42,728
-8,896
-17% -$556K
ENPH icon
696
Enphase Energy
ENPH
$5.53B
$2.51M 0.01%
9,046
+1,219
+16% +$329K
FDN icon
697
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$2.51M 0.01%
19,865
+4,294
+28% +$598K
HACK icon
698
Amplify Cybersecurity ETF
HACK
$2.9B
$2.5M 0.01%
57,763
+1,581
+3% +$75.4K
IWB icon
699
iShares Russell 1000 ETF
IWB
$50.1B
$2.49M 0.01%
12,644
+730
+6% +$160K
DES icon
700
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$2.48M 0.01%
96,256
+9,185
+11% +$266K
26 27
28
29 30

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.