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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
(+17%)
Cap. Flow
+$2.09B
Cap. Flow
% of AUM
9.01%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$65.9M |
| 2 |
Microsoft
MSFT
|
+$52.5M |
| 3 |
Amazon
AMZN
|
+$51.3M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$51.2M |
| 5 |
OneMain Financial
OMF
|
+$47.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity National Information Services
FIS
|
+$52.5M |
| 2 |
Netflix
NFLX
|
+$51.5M |
| 3 |
Chevron
CVX
|
+$45.3M |
| 4 |
Applied Materials
AMAT
|
+$34.6M |
| 5 |
SCHW
Charles Schwab
SCHW
|
+$29.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.43% |
| 2 | Financials | 13.24% |
| 3 | Healthcare | 9.75% |
| 4 | Consumer Discretionary | 6.57% |
| 5 | Industrials | 6.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NOVA
651
DELISTED
Sunnova Energy
NOVA
| $3.43M | 0.01% |
219,876
+117,935
| +116% | +$2.06M |
|
652
Inogen
INGN
$164M
| $3.42M | 0.01% |
273,659
+246,829
| +920% | +$4.73M |
|
|
AY
653
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
| $3.41M | 0.01% |
115,306
+9,180
| +9% | +$249K |
|
654
Dimensional US Core Equity 2 ETF
DFAC
$49.4B
| $3.41M | 0.01% |
133,730
+11,014
| +9% | +$279K |
|
655
Mueller Water Products
MWA
$4.16B
| $3.4M | 0.01% |
243,979
-14,589
| -6% | -$190K |
|
656
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
| $3.4M | 0.01% |
62,830
-256
| -0.4% | -$13.1K |
|
657
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
| $3.37M | 0.01% |
107,615
+360
| +0.3% | +$11.4K |
|
658
First Trust Materials AlphaDEX Fund
FXZ
$398M
| $3.35M | 0.01% |
51,354
+256
| +0.5% | +$17.1K |
|
659
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
| $3.34M | 0.01% |
94,738
-44,552
| -32% | -$1.53M |
|
660
iShares S&P 100 ETF
OEF
$20.6B
| $3.33M | 0.01% |
17,793
-297
| -2% | -$53.3K |
|
661
Ameren
AEE
$30.1B
| $3.32M | 0.01% |
38,427
-11,691
| -23% | -$1M |
|
662
iShares MSCI United Kingdom ETF
EWU
$4.16B
| $3.3M | 0.01% |
102,338
+7,509
| +8% | +$241K |
|
663
DTE Energy
DTE
$29.1B
| $3.28M | 0.01% |
29,961
-2,061
| -6% | -$231K |
|
664
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
| $3.27M | 0.01% |
133,379
-292,779
| -69% | -$7.02M |
|
665
Nu Holdings
NU
$66.9B
| $3.24M | 0.01% |
680,349
+544,248
| +400% | +$2.43M |
|
666
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
| $3.24M | 0.01% |
27,683
+1,356
| +5% | +$158K |
|
667
InMode
INMD
$880M
| $3.23M | 0.01% |
101,205
+41,728
| +70% | +$1.43M |
|
668
Humana
HUM
$46.2B
| $3.23M | 0.01% |
6,657
+744
| +13% | +$368K |
|
669
Trane Technologies
TT
$106B
| $3.22M | 0.01% |
17,528
+470
| +3% | +$85.3K |
|
670
Boston Scientific
BSX
$71.5B
| $3.22M | 0.01% |
64,411
+19,480
| +43% | +$918K |
|
671
FS KKR Capital
FSK
$3.44B
| $3.22M | 0.01% |
173,955
+13,753
| +9% | +$261K |
|
672
BlackRock Health Sciences Trust II
BMEZ
$998M
| $3.19M | 0.01% |
191,087
+114
| +0.1% | +$1.84K |
|
|
PARA
673
DELISTED
Paramount Global Class B
PARA
| $3.19M | 0.01% |
143,090
-5,224
| -4% | -$112K |
|
|
FSCO
674
FS Credit Opportunities Corp
FSCO
$1.02B
| $3.19M | 0.01% |
718,328
+525,734
| +273% | +$2.45M |
|
675
Fastenal
FAST
$59.5B
| $3.16M | 0.01% |
117,158
+4,662
| +4% | +$120K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2023 Portfolio in Review
As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
- Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
- Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
- Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
- Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.
Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.