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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
651
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$2.92M 0.02%
36,756
+242
+0.7% +$20.7K
ENB icon
652
Enbridge
ENB
$112B
$2.91M 0.02%
78,518
-2,487
-3% -$105K
PARA
653
DELISTED
Paramount Global Class B
PARA
$2.91M 0.02%
152,691
-73,862
-33% -$1.77M
CTRA
654
DELISTED
Coterra Energy
CTRA
$2.9M 0.02%
111,218
+100,235
+913% +$2.87M
FDL icon
655
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$2.89M 0.01%
89,896
+2,570
+3% +$91.8K
AON icon
656
Aon
AON
$76B
$2.88M 0.01%
10,763
+421
+4% +$119K
FXZ icon
657
First Trust Materials AlphaDEX Fund
FXZ
$398M
$2.88M 0.01%
55,505
+12,339
+29% +$727K
HBAN icon
658
Huntington Bancshares
HBAN
$35.5B
$2.88M 0.01%
218,432
-38
-0% -$508
NET icon
659
Cloudflare
NET
$107B
$2.87M 0.01%
51,968
+1,288
+3% +$76.5K
CHWY icon
660
Chewy
CHWY
$9.63B
$2.87M 0.01%
93,365
+80,454
+623% +$3.19M
LII icon
661
Lennox International
LII
$15.2B
$2.83M 0.01%
12,723
+63
+0.5% +$15K
PDI icon
662
PIMCO Dynamic Income Fund
PDI
$7.42B
$2.81M 0.01%
145,270
-59,833
-29% -$1.26M
CP icon
663
Canadian Pacific Kansas City
CP
$80.5B
$2.8M 0.01%
41,971
-14,352
-25% -$1.08M
CMG icon
664
Chipotle Mexican Grill
CMG
$41.5B
$2.8M 0.01%
93,100
+27,000
+41% +$837K
ITOT icon
665
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$2.79M 0.01%
35,052
-3,352
-9% -$296K
UMPQ
666
DELISTED
Umpqua Holdings Corp
UMPQ
$2.78M 0.01%
162,561
+5,409
+3% +$96.1K
TMUS icon
667
T-Mobile US
TMUS
$190B
$2.77M 0.01%
20,693
+8,155
+65% +$1.15M
HUM icon
668
Humana
HUM
$46.2B
$2.75M 0.01%
5,678
+766
+16% +$373K
DFAC icon
669
Dimensional US Core Equity 2 ETF
DFAC
$49.4B
$2.74M 0.01%
123,237
-60,256
-33% -$1.48M
SPHQ icon
670
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$2.73M 0.01%
68,825
+12,723
+23% +$558K
SU icon
671
Suncor Energy
SU
$70.3B
$2.72M 0.01%
96,802
+139
+0.1% +$4.39K
MWA icon
672
Mueller Water Products
MWA
$4.16B
$2.72M 0.01%
264,749
+1,802
+0.7% +$21K
IWV icon
673
iShares Russell 3000 ETF
IWV
$20.3B
$2.72M 0.01%
13,126
+1,028
+8% +$236K
ORA icon
674
Ormat Technologies
ORA
$6.65B
$2.71M 0.01%
31,453
+74
+0.2% +$6.59K
COF icon
675
Capital One
COF
$134B
$2.7M 0.01%
29,280
-40,825
-58% -$4.35M
25 26
27
28 29

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.