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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
651
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$3.42M 0.02%
31,926
+21,733
+213% +$2.27M
EXG icon
652
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$3.4M 0.02%
319,153
+33,562
+12% +$350K
RDS.A
653
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.4M 0.02%
78,370
-2,570
-3% -$116K
PAYX icon
654
Paychex
PAYX
$42.7B
$3.38M 0.02%
24,768
-2,483
-9% -$307K
CWB icon
655
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$3.36M 0.02%
40,516
-629
-2% -$53.9K
MOAT icon
656
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$3.36M 0.02%
44,131
+10,033
+29% +$760K
ESGD icon
657
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$3.35M 0.02%
42,207
-1,770
-4% -$141K
WY icon
658
Weyerhaeuser
WY
$18.4B
$3.35M 0.02%
81,360
+11,267
+16% +$428K
JBHT icon
659
JB Hunt Transport Services
JBHT
$25.2B
$3.34M 0.02%
16,345
+1,185
+8% +$228K
IEUR icon
660
iShares Core MSCI Europe ETF
IEUR
$9.16B
$3.34M 0.02%
57,430
+6,670
+13% +$386K
GII icon
661
State Street SPDR S&P Global Infrastructure ETF
GII
$932M
$3.34M 0.02%
61,548
– –
USHY icon
662
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.7B
$3.33M 0.02%
80,924
+6,540
+9% +$269K
ACWV icon
663
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$3.33M 0.02%
30,763
+18,577
+152% +$1.96M
DNA icon
664
Ginkgo Bioworks
DNA
$521M
$3.33M 0.02%
10,014
+3,392
+51% +$1.61M
EFT
665
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$3.33M 0.02%
220,512
-8,574
-4% -$128K
WPM icon
666
Wheaton Precious Metals
WPM
$60.9B
$3.31M 0.02%
77,147
+4,755
+7% +$196K
KSS icon
667
Kohl's
KSS
$2.19B
$3.3M 0.02%
65,818
-1,030,047
-94% -$52.6M
MSOS icon
668
AdvisorShares Pure US Cannabis ETF
MSOS
$880M
$3.3M 0.02%
129,177
+101,758
+371% +$2.81M
PEG icon
669
Public Service Enterprise Group
PEG
$37.7B
$3.3M 0.02%
49,479
+2,056
+4% +$130K
USIG icon
670
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$3.28M 0.02%
54,969
+3,289
+6% +$197K
TECK icon
671
Teck Resources
TECK
$32.6B
$3.28M 0.02%
113,751
+3,917
+4% +$107K
GLQ
672
Clough Global Equity Fund
GLQ
$158M
$3.23M 0.02%
245,521
-3,121
-1% -$45.7K
BE icon
673
Bloom Energy
BE
$64.6B
$3.21M 0.02%
146,171
-8,999
-6% -$228K
RYN icon
674
Rayonier
RYN
$6.55B
$3.19M 0.01%
87,143
+5,303
+6% +$184K
PCH
675
DELISTED
PotlatchDeltic
PCH
$3.18M 0.01%
52,837
+1,910
+4% +$107K
25 26
27
28 29

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.