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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USHY icon
651
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.6B
$2.57M 0.01%
61,564
+55,525
+919% +$2.29M
DFAC icon
652
Dimensional US Core Equity 2 ETF
DFAC
$49.2B
$2.52M 0.01%
+93,446
New +$2.48M
WST icon
653
West Pharmaceutical
WST
$24.7B
$2.51M 0.01%
6,988
+3,093
+79% +$1.02M
IGV icon
654
iShares Expanded Tech-Software Sector ETF
IGV
$14.3B
$2.5M 0.01%
32,110
+7,180
+29% +$521K
LH icon
655
Labcorp
LH
$25.4B
$2.5M 0.01%
10,568
-109
-1% -$24.8K
HACK icon
656
Amplify Cybersecurity ETF
HACK
$2.88B
$2.5M 0.01%
41,211
+29,305
+246% +$1.7M
JQC icon
657
Nuveen Credit Strategies Income Fund
JQC
$708M
$2.48M 0.01%
367,895
+21,727
+6% +$144K
USIG icon
658
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$2.47M 0.01%
40,846
+34,617
+556% +$2.07M
MFL
659
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$2.47M 0.01%
167,476
+3,384
+2% +$49.2K
KSU
660
DELISTED
Kansas City Southern
KSU
$2.47M 0.01%
8,731
+2,053
+31% +$593K
XBI icon
661
State Street SPDR S&P Biotech ETF
XBI
$9.99B
$2.45M 0.01%
18,117
+8,022
+79% +$1.05M
HDEF icon
662
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.33B
$2.45M 0.01%
100,786
+5,439
+6% +$135K
REMX icon
663
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.11B
$2.44M 0.01%
+28,779
New +$2.33M
EEMX icon
664
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$177M
$2.44M 0.01%
+59,500
New +$2.41M
HQY icon
665
HealthEquity
HQY
$8.73B
$2.44M 0.01%
30,328
-11,995
-28% -$914K
STLD icon
666
Steel Dynamics
STLD
$38.1B
$2.44M 0.01%
40,926
+44
+0.1% +$2.58K
MIDD icon
667
Middleby
MIDD
$6.12B
$2.44M 0.01%
14,063
+10,322
+276% +$1.76M
ALXN
668
DELISTED
Alexion Pharmaceuticals
ALXN
$2.43M 0.01%
13,253
+3,503
+36% +$601K
SNAP icon
669
Snap
SNAP
$8.97B
$2.43M 0.01%
35,678
+15,676
+78% +$941K
EXG icon
670
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.03B
$2.42M 0.01%
237,524
+27,970
+13% +$276K
BCE icon
671
BCE
BCE
$20.6B
$2.42M 0.01%
49,104
+36,992
+305% +$1.79M
BCX icon
672
BlackRock Resources & Commodities Strategy Trust
BCX
$914M
$2.42M 0.01%
256,499
+50,989
+25% +$490K
IR icon
673
Ingersoll Rand
IR
$34.9B
$2.42M 0.01%
49,531
+31,769
+179% +$1.56M
NBIS
674
Nebius Group N.V.
NBIS
$55.6B
$2.41M 0.01%
34,067
+548
+2% +$36K
EWL icon
675
iShares MSCI Switzerland ETF
EWL
$2.22B
$2.41M 0.01%
49,515
+6,196
+14% +$296K
25 26
27
28 29

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.