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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
(+12%)
Cap. Flow
+$949M
Cap. Flow
% of AUM
6.42%
Top 10 Holdings %
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$106M |
| 2 |
United Rentals
URI
|
+$71.2M |
| 3 |
Fidelity National Information Services
FIS
|
+$51.8M |
| 4 |
NEWR
New Relic, Inc.
NEWR
|
+$47.7M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$178M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$68.9M |
| 3 |
ACC
American Campus Communities, Inc.
ACC
|
+$54.8M |
| 4 |
Illumina
ILMN
|
+$47.8M |
| 5 |
Progressive
PGR
|
+$43.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.41% |
| 2 | Financials | 15.55% |
| 3 | Healthcare | 12.83% |
| 4 | Consumer Discretionary | 8.8% |
| 5 | Industrials | 7.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
PENN Entertainment
PENN
$2.71B
| $1.59M | 0.01% |
15,158
+4,608
| +44% | +$510K |
|
652
Guardant Health
GH
$22.6B
| $1.56M | 0.01% |
10,251
-402
| -4% | -$60.8K |
|
653
Dominion Energy
D
$59.3B
| $1.56M | 0.01% |
20,563
+1,560
| +8% | +$113K |
|
654
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
| $1.55M | 0.01% |
22,300
+3,640
| +20% | +$242K |
|
655
Autodesk
ADSK
$52.6B
| $1.55M | 0.01% |
5,596
+1,701
| +44% | +$491K |
|
|
ILPT
656
Industrial Logistics Properties Trust
ILPT
$586M
| $1.54M | 0.01% |
66,835
+5,747
| +9% | +$129K |
|
|
KIO
657
KKR Income Opportunities Fund
KIO
$457M
| $1.51M | 0.01% |
95,500
+5,000
| +6% | +$75.9K |
|
658
ARK Genomic Revolution ETF
ARKG
$1.73B
| $1.51M | 0.01% |
17,008
+5,471
| +47% | +$543K |
|
659
Vanguard Extended Market ETF
VXF
$31.7B
| $1.51M | 0.01% |
8,521
-286
| -3% | -$50.8K |
|
|
FPF
660
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
| $1.5M | 0.01% |
62,622
+34,579
| +123% | +$811K |
|
661
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
| $1.5M | 0.01% |
47,104
+32,504
| +223% | +$1.06M |
|
662
RadNet
RDNT
$5.69B
| $1.49M | 0.01% |
68,700
+2,500
| +4% | +$50.6K |
|
663
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
| $1.49M | 0.01% |
25,966
+791
| +3% | +$42.9K |
|
664
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
| $1.49M | 0.01% |
13,705
+6,349
| +86% | +$690K |
|
|
ALXN
665
DELISTED
Alexion Pharmaceuticals
ALXN
| $1.49M | 0.01% |
9,750
-218
| -2% | -$33.7K |
|
666
Synopsys
SNPS
$79.7B
| $1.49M | 0.01% |
6,000
+394
| +7% | +$100K |
|
667
T-Mobile US
TMUS
$190B
| $1.49M | 0.01% |
11,857
+2,648
| +29% | +$334K |
|
668
VanEck High Yield Muni ETF
HYD
$4.45B
| $1.48M | 0.01% |
23,878
+10,076
| +73% | +$626K |
|
|
TPZ
669
Tortoise Electrification Infrastructure ETF
TPZ
$124M
| $1.48M | 0.01% |
122,500
+2,000
| +2% | +$23.5K |
|
670
VeriSign
VRSN
$26.6B
| $1.46M | 0.01% |
7,359
-11,096
| -60% | -$2.18M |
|
|
MVF
671
DELISTED
BlackRock MuniVest Fund
MVF
| $1.46M | 0.01% |
157,182
+3,825
| +2% | +$35K |
|
672
Corteva
CTVA
$51.3B
| $1.44M | 0.01% |
30,890
-132
| -0.4% | -$5.84K |
|
|
PMO
673
Franklin Municipal Opportunities Trust
PMO
$285M
| $1.44M | 0.01% |
107,351
+2,000
| +2% | +$27.1K |
|
|
FRC
674
DELISTED
First Republic Bank
FRC
| $1.44M | 0.01% |
8,615
+6,845
| +387% | +$1.11M |
|
675
BlackLine
BL
$1.72B
| $1.43M | 0.01% |
13,146
-478
| -4% | -$59.6K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.
- Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
- Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
- Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
- Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
- Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.
Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.