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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGL icon
651
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$818K 0.01%
15,420
+519
+3% +$28.2K
RDNT icon
652
RadNet
RDNT
$5.69B
$817K 0.01%
+53,250
New +$838K
PEG icon
653
Public Service Enterprise Group
PEG
$37.7B
$816K 0.01%
14,872
+8,759
+143% +$464K
VTWO icon
654
Vanguard Russell 2000 ETF
VTWO
$17.9B
$808K 0.01%
13,376
+10,492
+364% +$636K
BSCK
655
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$807K 0.01%
38,069
-149,690
-80% -$3.18M
MYF
656
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$802K 0.01%
60,000
+10,000
+20% +$136K
EPI icon
657
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$801K 0.01%
33,980
-6,926
-17% -$157K
EXC icon
658
Exelon
EXC
$47B
$797K 0.01%
31,259
+17,128
+121% +$454K
GM icon
659
General Motors
GM
$76.8B
$792K 0.01%
26,824
+1,501
+6% +$42.2K
BSX icon
660
Boston Scientific
BSX
$71.5B
$791K 0.01%
20,725
+8,664
+72% +$334K
GAB icon
661
Gabelli Equity Trust
GAB
$1.79B
$786K 0.01%
158,113
+676
+0.4% +$3.46K
NFJ
662
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$783K 0.01%
66,400
+5,552
+9% +$66.6K
LULU icon
663
lululemon athletica
LULU
$14.6B
$782K 0.01%
2,377
+130
+6% +$43.4K
TRNO icon
664
Terreno Realty
TRNO
$7.49B
$777K 0.01%
14,200
+100
+0.7% +$5.69K
HYD icon
665
VanEck High Yield Muni ETF
HYD
$4.45B
$768K 0.01%
12,842
-682
-5% -$40.8K
AIG icon
666
American International
AIG
$41.3B
$761K 0.01%
27,678
+18,294
+195% +$545K
AMJ
667
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$760K 0.01%
70,613
+63,090
+839% +$793K
ARKK icon
668
ARK Innovation ETF
ARKK
$6.31B
$757K 0.01%
8,232
+6,508
+377% +$557K
WORK
669
DELISTED
Slack Technologies, Inc.
WORK
$757K 0.01%
28,207
+11,057
+64% +$325K
FLIR
670
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$754K 0.01%
21,046
-18,154
-46% -$692K
BILI icon
671
Bilibili
BILI
$7.84B
$752K 0.01%
+18,089
New +$799K
IUSG icon
672
iShares Core S&P US Growth ETF
IUSG
$33.7B
$752K 0.01%
9,408
+2,595
+38% +$203K
RWL icon
673
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$752K 0.01%
13,952
+13,776
+7,827% +$744K
GRC icon
674
Gorman-Rupp
GRC
$2.21B
$749K 0.01%
25,433
+2,432
+11% +$76.8K
VOE icon
675
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$749K 0.01%
7,391
+243
+3% +$24.6K
25 26
27
28 29

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.