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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Humana
HUM
$46.2B
| $3.03M | 0.02% |
5,913
+235
| +4% | +$124K |
|
627
Halliburton
HAL
$26.6B
| $3.03M | 0.02% |
76,958
+20,782
| +37% | +$736K |
|
628
Vanguard Communication Services ETF
VOX
$5.76B
| $3.02M | 0.02% |
36,729
-1,606
| -4% | -$135K |
|
629
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
| $3.01M | 0.02% |
63,086
+12,875
| +26% | +$614K |
|
|
B
630
Barrick Mining
B
$73.2B
| $3M | 0.02% |
174,963
+1,418
| +0.8% | +$22.6K |
|
631
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
| $3M | 0.02% |
70,228
-35,940
| -34% | -$1.47M |
|
632
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
| $2.99M | 0.02% |
118,877
+13,655
| +13% | +$342K |
|
633
Dimensional US Core Equity 2 ETF
DFAC
$49.4B
| $2.98M | 0.02% |
122,716
-521
| -0.4% | -$12.7K |
|
634
Hilton Worldwide
HLT
$71.5B
| $2.97M | 0.01% |
23,515
+1,677
| +8% | +$221K |
|
635
Cemex
CX
$16.3B
| $2.96M | 0.01% |
731,297
-139,460
| -16% | -$558K |
|
636
Global X Uranium ETF
URA
$6.22B
| $2.96M | 0.01% |
147,192
-22,945
| -13% | -$464K |
|
637
BlackRock Health Sciences Trust II
BMEZ
$998M
| $2.95M | 0.01% |
190,973
+18,996
| +11% | +$294K |
|
638
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
| $2.93M | 0.01% |
25,535
-2,627
| -9% | -$301K |
|
639
iShares MSCI United Kingdom ETF
EWU
$4.16B
| $2.91M | 0.01% |
94,829
-56,093
| -37% | -$1.64M |
|
640
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $2.9M | 0.01% |
62,192
+21,569
| +53% | +$1.03M |
|
641
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
| $2.9M | 0.01% |
26,327
-2,925
| -10% | -$309K |
|
642
iShares Russell 3000 ETF
IWV
$20.3B
| $2.9M | 0.01% |
13,124
-2
| -0% | -$444 |
|
|
UMPQ
643
DELISTED
Umpqua Holdings Corp
UMPQ
| $2.88M | 0.01% |
161,502
-1,059
| -0.7% | -$19.9K |
|
644
Trane Technologies
TT
$106B
| $2.87M | 0.01% |
17,058
+42
| +0.2% | +$6.93K |
|
645
KB Home
KBH
$3.59B
| $2.85M | 0.01% |
89,632
+8,061
| +10% | +$240K |
|
646
iShares Expanded Tech Sector ETF
IGM
$10.7B
| $2.85M | 0.01% |
61,026
+14,268
| +31% | +$684K |
|
647
Plug Power
PLUG
$3.04B
| $2.85M | 0.01% |
230,144
+141,111
| +158% | +$2.25M |
|
648
M&T Bank
MTB
$36.2B
| $2.83M | 0.01% |
19,530
-2,186
| -10% | -$359K |
|
649
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.83B
| $2.81M | 0.01% |
34,380
+416
| +1% | +$34K |
|
650
FS KKR Capital
FSK
$3.44B
| $2.8M | 0.01% |
160,202
+30,136
| +23% | +$560K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.