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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIO icon
626
NIO
NIO
$11.9B
$3.22M 0.02%
204,479
+7,164
+4% +$142K
UL icon
627
Unilever
UL
$136B
$3.22M 0.02%
65,407
-37,581
-36% -$1.96M
IEI icon
628
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$3.22M 0.02%
28,162
+2,738
+11% +$324K
TDY icon
629
Teledyne Technologies
TDY
$32B
$3.19M 0.02%
9,469
+23
+0.2% +$8.78K
LH icon
630
Labcorp
LH
$25.9B
$3.19M 0.02%
18,135
+4,876
+37% +$998K
CALF icon
631
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.82B
$3.18M 0.02%
97,926
+14,569
+17% +$529K
FTGC icon
632
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$3.16M 0.02%
124,702
-37,330
-23% -$988K
VOX icon
633
Vanguard Communication Services ETF
VOX
$5.76B
$3.16M 0.02%
38,335
-977
-2% -$93.1K
TER icon
634
Teradyne
TER
$59.3B
$3.15M 0.02%
42,007
-9,329
-18% -$851K
ASML icon
635
ASML
ASML
$669B
$3.15M 0.02%
7,589
-2,389
-24% -$1.2M
WBA
636
DELISTED
Walgreens Boots Alliance
WBA
$3.14M 0.02%
99,999
-47,516
-32% -$1.76M
CXT icon
637
Crane NXT
CXT
$3.07B
$3.12M 0.02%
102,717
+112
+0.1% +$3.69K
S icon
638
SentinelOne
S
$7.34B
$3.12M 0.02%
122,034
-19,882
-14% -$522K
AEM icon
639
Agnico Eagle Mines
AEM
$90.5B
$3.12M 0.02%
73,833
+6,055
+9% +$260K
ING icon
640
ING
ING
$102B
$3.11M 0.02%
366,572
-23,226
-6% -$215K
ITM icon
641
VanEck Intermediate Muni ETF
ITM
$2.15B
$3.07M 0.02%
70,652
+15,726
+29% +$719K
SEDG icon
642
SolarEdge
SEDG
$1.95B
$3.07M 0.02%
13,258
+3
+0% +$885
FHN icon
643
First Horizon
FHN
$12.1B
$3.06M 0.02%
133,851
-11,597
-8% -$264K
CSQ icon
644
Calamos Strategic Total Return Fund
CSQ
$3.35B
$3.04M 0.02%
243,196
+12,909
+6% +$187K
WPM icon
645
Wheaton Precious Metals
WPM
$60.9B
$3.02M 0.02%
93,209
+6,557
+8% +$215K
PRF icon
646
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$3.01M 0.02%
108,600
+16,635
+18% +$511K
SPYX icon
647
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.84B
$3.01M 0.02%
103,662
-19,464
-16% -$629K
CX icon
648
Cemex
CX
$16.3B
$2.98M 0.02%
870,757
-284,761
-25% -$1.13M
KHC icon
649
Kraft Heinz
KHC
$30B
$2.93M 0.02%
87,959
+22,283
+34% +$828K
PHYS icon
650
Sprott Physical Gold
PHYS
$15.7B
$2.92M 0.02%
228,257
-7,600
-3% -$102K
24 25
26
27 28

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.