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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
(+12%)
Cap. Flow
+$949M
Cap. Flow
% of AUM
6.42%
Top 10 Holdings %
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$106M |
| 2 |
United Rentals
URI
|
+$71.2M |
| 3 |
Fidelity National Information Services
FIS
|
+$51.8M |
| 4 |
NEWR
New Relic, Inc.
NEWR
|
+$47.7M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$178M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$68.9M |
| 3 |
ACC
American Campus Communities, Inc.
ACC
|
+$54.8M |
| 4 |
Illumina
ILMN
|
+$47.8M |
| 5 |
Progressive
PGR
|
+$43.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.41% |
| 2 | Financials | 15.55% |
| 3 | Healthcare | 12.83% |
| 4 | Consumer Discretionary | 8.8% |
| 5 | Industrials | 7.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Allstate
ALL
$67.5B
| $1.72M | 0.01% |
14,996
+5,161
| +52% | +$569K |
|
627
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
| $1.71M | 0.01% |
23,855
+16,585
| +228% | +$1.18M |
|
628
W.R. Berkley
WRB
$26.6B
| $1.71M | 0.01% |
51,080
+624
| +1% | +$19.2K |
|
629
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $1.71M | 0.01% |
33,519
+2,163
| +7% | +$106K |
|
630
iShares Expanded Tech-Software Sector ETF
IGV
$14.5B
| $1.7M | 0.01% |
24,930
+5,580
| +29% | +$396K |
|
631
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
| $1.7M | 0.01% |
7,925
-1,886
| -19% | -$409K |
|
632
MarketAxess Holdings
MKTX
$5.72B
| $1.69M | 0.01% |
3,396
-117
| -3% | -$62.4K |
|
633
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
| $1.66M | 0.01% |
46,542
+45,066
| +3,053% | +$1.64M |
|
634
D.R. Horton
DHI
$42.3B
| $1.65M | 0.01% |
18,513
+13,146
| +245% | +$1.03M |
|
635
SolarEdge
SEDG
$1.95B
| $1.65M | 0.01% |
5,724
+306
| +6% | +$92.3K |
|
636
Global X Silver Miners ETF NEW
SIL
$4.75B
| $1.64M | 0.01% |
41,116
+14,816
| +56% | +$640K |
|
637
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
| $1.64M | 0.01% |
28,176
+28,150
| +108,269% | +$1.58M |
|
|
ETX
638
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
| $1.63M | 0.01% |
74,750
-13,100
| -15% | -$296K |
|
639
Zimmer Biomet
ZBH
$18.4B
| $1.63M | 0.01% |
10,514
+2,148
| +26% | +$333K |
|
640
FMC
FMC
$1.33B
| $1.63M | 0.01% |
14,780
+254
| +2% | +$28.1K |
|
641
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
| $1.63M | 0.01% |
42,984
+12,672
| +42% | +$432K |
|
642
iShares Russell 3000 ETF
IWV
$20.3B
| $1.63M | 0.01% |
6,867
| – | – |
|
643
Steris
STE
$23.1B
| $1.62M | 0.01% |
8,525
-197
| -2% | -$36.5K |
|
644
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.5B
| $1.62M | 0.01% |
17,041
+9,835
| +136% | +$894K |
|
645
Sprott Physical Gold
PHYS
$15.7B
| $1.62M | 0.01% |
120,697
+3,518
| +3% | +$49.9K |
|
646
Otis Worldwide
OTIS
$28.2B
| $1.61M | 0.01% |
23,534
+621
| +3% | +$40.6K |
|
|
SPLK
647
DELISTED
Splunk Inc
SPLK
| $1.61M | 0.01% |
11,891
-119
| -1% | -$18.6K |
|
648
NetApp
NTAP
$37.2B
| $1.6M | 0.01% |
22,085
+3,766
| +21% | +$253K |
|
649
Carlyle Group
CG
$17.2B
| $1.6M | 0.01% |
43,545
+933
| +2% | +$32.7K |
|
650
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
| $1.59M | 0.01% |
14,398
+13,151
| +1,055% | +$1.45M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.
- Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
- Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
- Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
- Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
- Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.
Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.