We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVT icon
626
Royce Value Trust
RVT
$2.3B
$463K 0.01%
+47,877
New +$634K
F icon
627
Ford
F
$55.7B
$454K 0.01%
93,881
-62
-0.1% -$465
DSL
628
DoubleLine Income Solutions Fund
DSL
$1.24B
$453K 0.01%
33,993
+4,930
+17% +$90.6K
AMP icon
629
Ameriprise Financial
AMP
$48.8B
$452K 0.01%
4,409
+767
+21% +$114K
STT icon
630
State Street
STT
$50.7B
$443K 0.01%
8,307
+2,865
+53% +$199K
SDOG icon
631
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$440K 0.01%
+14,056
New +$585K
XLB icon
632
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$440K 0.01%
19,552
+150
+0.8% +$4.12K
RDUS
633
DELISTED
Radius Health, Inc.
RDUS
$439K 0.01%
33,737
– –
HYG icon
634
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$438K 0.01%
5,682
+960
+20% +$81.1K
TSLX icon
635
Sixth Street Specialty
TSLX
$1.81B
$438K 0.01%
31,464
+29,892
+1,902% +$604K
EWC icon
636
iShares MSCI Canada ETF
EWC
$6.33B
$437K 0.01%
20,011
-11,767
-37% -$322K
XLNX
637
DELISTED
Xilinx Inc
XLNX
$437K 0.01%
5,611
+4,541
+424% +$396K
PCY icon
638
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$436K 0.01%
18,243
-9,121
-33% -$256K
SBS icon
639
Sabesp
SBS
$18.7B
$432K 0.01%
301,657
– –
FNV icon
640
Franco-Nevada
FNV
$46B
$429K 0.01%
+4,313
New +$468K
DLS icon
641
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$427K 0.01%
8,879
+341
+4% +$21.2K
FISV
642
Fiserv Inc
FISV
$27.9B
$427K 0.01%
4,495
+3,188
+244% +$354K
LULU icon
643
lululemon athletica
LULU
$14.6B
$427K 0.01%
2,248
-2,411
-52% -$539K
OEF icon
644
iShares S&P 100 ETF
OEF
$20.6B
$426K 0.01%
3,589
+18
+0.5% +$2.48K
GSLC icon
645
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$419K 0.01%
8,035
+3,004
+60% +$185K
TECX
646
Tectonic Therapeutic
TECX
$606M
$415K 0.01%
+2,221
New +$523K
MAR icon
647
Marriott International
MAR
$92.3B
$414K 0.01%
5,523
+781
+16% +$97.2K
WLY icon
648
John Wiley & Sons Class A
WLY
$2.66B
$414K 0.01%
11,069
-173
-2% -$7.26K
SU icon
649
Suncor Energy
SU
$70.3B
$412K 0.01%
26,073
+10,082
+63% +$264K
SHY icon
650
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$406K 0.01%
4,688
-364
-7% -$31.1K
24 25
26
27 28

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.