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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AZEK
576
DELISTED
The AZEK Co
AZEK
| $5.01M | 0.02% |
168,343
+57,256
| +52% | +$1.8M |
|
577
Invesco S&P 500 Top 50 ETF
XLG
$11B
| $4.99M | 0.02% |
146,949
+15,429
| +12% | +$543K |
|
578
Estee Lauder
EL
$32B
| $4.96M | 0.02% |
34,322
-47,998
| -58% | -$8M |
|
579
SoFi Technologies
SOFI
$23.7B
| $4.95M | 0.02% |
619,690
+573,127
| +1,231% | +$5.04M |
|
580
Schwab U.S Small- Cap ETF
SCHA
$23.1B
| $4.93M | 0.02% |
237,932
-11,450
| -5% | -$251K |
|
581
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
| $4.85M | 0.02% |
503,089
+35,900
| +8% | +$376K |
|
582
Public Storage
PSA
$61.3B
| $4.84M | 0.02% |
18,360
+1,971
| +12% | +$552K |
|
583
DuPont de Nemours
DD
$19.2B
| $4.81M | 0.02% |
51,385
+5,781
| +13% | +$543K |
|
584
Simon Property Group
SPG
$72.3B
| $4.8M | 0.02% |
44,382
+2,844
| +7% | +$333K |
|
585
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
| $4.78M | 0.02% |
263,180
+9,252
| +4% | +$174K |
|
586
Pentair
PNR
$11B
| $4.75M | 0.02% |
73,302
-11,367
| -13% | -$765K |
|
587
MGM Resorts International
MGM
$11.2B
| $4.72M | 0.02% |
128,288
+205
| +0.2% | +$9.06K |
|
588
Brookfield Renewable
BEPC
$6.26B
| $4.67M | 0.02% |
195,207
+3,956
| +2% | +$115K |
|
589
Avantis US Small Cap Value ETF
AVUV
$30.9B
| $4.67M | 0.02% |
59,940
+8,059
| +16% | +$647K |
|
590
Teledyne Technologies
TDY
$32B
| $4.59M | 0.02% |
11,241
+208
| +2% | +$84.4K |
|
591
AES
AES
$10.5B
| $4.58M | 0.02% |
301,598
-7,668
| -2% | -$146K |
|
592
ARK Innovation ETF
ARKK
$6.31B
| $4.57M | 0.02% |
115,302
-11,167
| -9% | -$492K |
|
593
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $4.57M | 0.02% |
89,713
+2,761
| +3% | +$140K |
|
594
John Hancock Preferred Income ETF
JHPI
$212M
| $4.53M | 0.02% |
+218,605
| New | +$4.61M |
|
595
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
| $4.52M | 0.02% |
66,689
+2,612
| +4% | +$182K |
|
596
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
| $4.52M | 0.02% |
213,108
+53,890
| +34% | +$1.29M |
|
597
Tractor Supply
TSCO
$18B
| $4.52M | 0.02% |
111,230
-89,355
| -45% | -$3.87M |
|
|
AZPN
598
DELISTED
Aspen Technology Inc
AZPN
| $4.5M | 0.02% |
22,029
+543
| +3% | +$102K |
|
599
Fastenal
FAST
$59.5B
| $4.49M | 0.02% |
164,198
-6,202
| -4% | -$176K |
|
600
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
| $4.44M | 0.02% |
69,851
-4,750
| -6% | -$315K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.