We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+22.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$9.56B
AUM Growth
+$1.93B
Cap. Flow
+$413M
Cap. Flow %
4.32%
Top 10 Hldgs %
28.79%
Holding
2,782
New
351
Increased
978
Reduced
783
Closed
156

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$106M
2
DFS
Discover Financial Services
DFS
+$67.7M
3
CCK icon
Crown Holdings
CCK
+$63.5M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$52.9M
5
ACC
American Campus Communities, Inc.
ACC
+$43.9M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$150M
2
META icon
Meta Platforms (Facebook)
META
+$114M
3
BLK icon
Blackrock
BLK
+$41.6M
4
GSK icon
GSK
GSK
+$41M
5
WFC icon
Wells Fargo
WFC
+$38.1M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Healthcare 15.87%
3 Financials 13.43%
4 Communication Services 10.17%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALXN
576
DELISTED
Alexion Pharmaceuticals
ALXN
$858K 0.01%
7,643
-2,191
-22% -$233K
BIDU icon
577
Baidu
BIDU
$37.1B
$857K 0.01%
7,149
+378
+6% +$40.4K
KW
578
DELISTED
Kennedy-Wilson Holdings
KW
$839K 0.01%
55,111
+5,091
+10% +$73.3K
ETX
579
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$837K 0.01%
41,000
+10,000
+32% +$200K
FTSL icon
580
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$834K 0.01%
18,475
+15,116
+450% +$676K
OLLI icon
581
Ollie's Bargain Outlet
OLLI
$4.71B
$834K 0.01%
8,541
+694
+9% +$53.4K
PTLC icon
582
Pacer Trendpilot US Large Cap ETF
PTLC
$3.35B
$822K 0.01%
30,223
– –
BNDX icon
583
Vanguard Total International Bond ETF
BNDX
$82.1B
$820K 0.01%
14,200
+139
+1% +$7.94K
EPI icon
584
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$819K 0.01%
40,906
-1,768
-4% -$32.2K
UAL icon
585
United Airlines
UAL
$41.9B
$815K 0.01%
23,547
+8,519
+57% +$255K
EVV
586
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$811K 0.01%
71,956
+26,495
+58% +$289K
BIL icon
587
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$803K 0.01%
8,778
-229,045
-96% -$21M
WST icon
588
West Pharmaceutical
WST
$24.5B
$803K 0.01%
3,536
+1,889
+115% +$371K
HYD icon
589
VanEck High Yield Muni ETF
HYD
$4.44B
$802K 0.01%
13,524
-2,280
-14% -$128K
TTD icon
590
Trade Desk
TTD
$8.31B
$800K 0.01%
19,690
+15,270
+345% +$460K
IOO icon
591
iShares Global 100 ETF
IOO
$9.19B
$797K 0.01%
15,107
+196
+1% +$9.79K
CHD icon
592
Church & Dwight Co
CHD
$24.5B
$794K 0.01%
10,267
+8,717
+562% +$634K
MPC icon
593
Marathon Petroleum
MPC
$84B
$792K 0.01%
21,192
+889
+4% +$28.6K
JAZZ icon
594
Jazz Pharmaceuticals
JAZZ
$16.7B
$784K 0.01%
7,104
-100
-1% -$11.1K
REGL icon
595
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$784K 0.01%
14,901
-3,072
-17% -$154K
IWO icon
596
iShares Russell 2000 Growth ETF
IWO
$14.8B
$780K 0.01%
3,769
-1,423
-27% -$266K
IEP icon
597
Icahn Enterprises
IEP
$5.42B
$776K 0.01%
+16,000
New +$786K
GAB icon
598
Gabelli Equity Trust
GAB
$1.76B
$774K 0.01%
157,437
-1,092
-0.7% -$4.99K
EFAV icon
599
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$755K 0.01%
11,424
+9,402
+465% +$610K
BIO icon
600
Bio-Rad Laboratories Class A
BIO
$9.16B
$751K 0.01%
1,663
+1,361
+451% +$601K
22 23
24
25 26

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rockefeller Capital Management held 2,782 positions worth $9.56B, up 25% from $7.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $413M of net new capital in Q2 2020, opening 351 new positions and adding to 978 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Comcast, an estimated $150M trimmed.

  • Rockefeller Capital Management's largest Q2 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.
  • Rockefeller Capital Management added most to Microsoft in Q2 2020, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q2 2020 reduction was Comcast, cutting an estimated $150M.
  • Rockefeller Capital Management fully exited Raytheon Company in Q2 2020, selling an estimated $12.8M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $9.56B portfolio in Q2 2020.
  • Rockefeller Capital Management opened 351 new positions and closed 156 in Q2 2020.
  • Rockefeller Capital Management's portfolio value rose 25% quarter-over-quarter to $9.56B.

Based on Rockefeller Capital Management's 13F filing for Q2 2020, filed 12 Aug 2020.