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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
Ventas
VTR
$47.9B
| $596K | 0.01% |
22,255
+13,707
| +160% | +$681K |
|
577
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
| $589K | 0.01% |
21,985
+15,227
| +225% | +$479K |
|
|
NFJ
578
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
| $587K | 0.01% |
+61,121
| New | +$734K |
|
579
Dominion Energy
D
$59.3B
| $581K | 0.01% |
8,052
+1,657
| +26% | +$135K |
|
580
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.73B
| $581K | 0.01% |
11,151
-7,540
| -40% | -$395K |
|
581
Corteva
CTVA
$51.3B
| $575K | 0.01% |
24,469
+431
| +2% | +$11.9K |
|
582
Arthur J. Gallagher & Co
AJG
$63.6B
| $574K | 0.01% |
7,041
-150
| -2% | -$14.4K |
|
583
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $574K | 0.01% |
5,749
+39
| +0.7% | +$3.92K |
|
584
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
| $568K | 0.01% |
4,672
+742
| +19% | +$85.4K |
|
585
Charter Communications
CHTR
$18.2B
| $563K | 0.01% |
1,290
+84
| +7% | +$41.1K |
|
586
MGIC Investment
MTG
$6.25B
| $559K | 0.01% |
88,082
+21,690
| +33% | +$262K |
|
587
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
| $559K | 0.01% |
11,173
+6,064
| +119% | +$308K |
|
588
Southern Company
SO
$107B
| $553K | 0.01% |
10,208
+4,449
| +77% | +$282K |
|
589
General Motors
GM
$76.8B
| $548K | 0.01% |
26,351
-8,741
| -25% | -$267K |
|
|
TPZ
590
Tortoise Electrification Infrastructure ETF
TPZ
$124M
| $548K | 0.01% |
78,400
+14,000
| +22% | +$196K |
|
591
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
| $543K | 0.01% |
9,490
+583
| +7% | +$40K |
|
592
BlackRock Enhanced International Dividend Trust
BGY
$529M
| $541K | 0.01% |
+120,177
| New | +$644K |
|
593
MPLX
MPLX
$59.7B
| $540K | 0.01% |
46,464
+11,611
| +33% | +$238K |
|
594
Travelers Companies
TRV
$80.2B
| $539K | 0.01% |
5,428
+2,902
| +115% | +$361K |
|
595
VanEck Vietnam ETF
VNM
$504M
| $539K | 0.01% |
51,676
-24,639
| -32% | -$346K |
|
596
L3Harris
LHX
$53.4B
| $538K | 0.01% |
2,983
+728
| +32% | +$149K |
|
597
Yum! Brands
YUM
$41.1B
| $532K | 0.01% |
7,771
-9,582
| -55% | -$894K |
|
598
Idacorp
IDA
$8.2B
| $524K | 0.01% |
5,972
+1
| +0% | +$103 |
|
599
CarMax
KMX
$8.26B
| $518K | 0.01% |
9,620
-14,240
| -60% | -$1.2M |
|
|
THW
600
abrdn World Healthcare Fund
THW
$551M
| $518K | 0.01% |
45,500
+45,000
| +9,000% | +$588K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.