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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
576
iShares S&P 100 ETF
OEF
$20.5B
$515K 0.01%
3,571
+16
+0.5% +$2.2K
BHP icon
577
BHP
BHP
$222B
$506K 0.01%
10,367
-1,076
-9% -$48.9K
ETX
578
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$506K 0.01%
+23,100
New +$500K
PWZ icon
579
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$505K 0.01%
18,461
+9,500
+106% +$260K
NS
580
DELISTED
NuStar Energy L.P.
NS
$501K 0.01%
19,400
-348
-2% -$9.69K
BSCN
581
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$501K 0.01%
23,497
– –
DEI icon
582
Douglas Emmett
DEI
$2B
$498K 0.01%
11,345
+11,225
+9,354% +$485K
BGS icon
583
B&G Foods
BGS
$289M
$496K 0.01%
27,651
+27,185
+5,834% +$457K
PDX
584
PIMCO Dynamic Income Strategy Fund
PDX
$966M
$495K 0.01%
+30,000
New +$492K
TDAY
585
USA Today Co
TDAY
$1.33B
$494K 0.01%
+77,452
New +$568K
VTR icon
586
Ventas
VTR
$46.8B
$494K 0.01%
8,548
+5,056
+145% +$317K
BLW icon
587
BlackRock Limited Duration Income Trust
BLW
$492M
$492K 0.01%
+30,000
New +$476K
IXUS icon
588
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$489K 0.01%
+7,895
New +$473K
VRTX icon
589
Vertex Pharmaceuticals
VRTX
$121B
$488K 0.01%
2,231
+210
+10% +$42.5K
CTSH icon
590
Cognizant
CTSH
$25.3B
$485K 0.01%
7,818
+60
+0.8% +$3.71K
VMW
591
DELISTED
VMware, Inc
VMW
$485K 0.01%
3,192
+489
+18% +$76.6K
VNO icon
592
Vornado Realty Trust
VNO
$7.68B
$483K 0.01%
7,262
+7,250
+60,417% +$469K
IGIB icon
593
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$479K 0.01%
8,262
+2,168
+36% +$126K
FIXD icon
594
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$474K 0.01%
+9,151
New +$479K
AMC icon
595
AMC Entertainment Holdings
AMC
$2.42B
$471K 0.01%
+6,500
New +$572K
FNCL icon
596
Fidelity MSCI Financials Index ETF
FNCL
$2.42B
$466K 0.01%
10,500
– –
QTEC icon
597
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.88B
$460K 0.01%
4,595
+4,078
+789% +$380K
EYE icon
598
National Vision
EYE
$1.86B
$454K 0.01%
14,000
– –
NMZ icon
599
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$454K 0.01%
+32,000
New +$455K
TWLO icon
600
Twilio
TWLO
$29.5B
$448K 0.01%
4,554
+4,028
+766% +$411K
22 23
24
25 26

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.