We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Service Corp International
SCI
$11.6B
| $5.58M | 0.02% |
97,633
-1,797
| -2% | -$114K |
|
552
GE HealthCare
GEHC
$32.4B
| $5.58M | 0.02% |
81,974
-3,007
| -4% | -$219K |
|
553
Norfolk Southern
NSC
$75.1B
| $5.53M | 0.02% |
28,043
-1,695
| -6% | -$366K |
|
554
Sociedad Química y Minera de Chile
SQM
$20.6B
| $5.51M | 0.02% |
+92,294
| New | +$6.22M |
|
555
Commercial Metals
CMC
$8.31B
| $5.5M | 0.02% |
111,350
+40,913
| +58% | +$2.22M |
|
556
Aon
AON
$76B
| $5.47M | 0.02% |
16,881
+3,177
| +23% | +$1.05M |
|
557
Cheesecake Factory
CAKE
$5.33B
| $5.47M | 0.02% |
180,536
-39,243
| -18% | -$1.31M |
|
558
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
| $5.47M | 0.02% |
120,392
+6,395
| +6% | +$293K |
|
559
Xcel Energy
XEL
$48.8B
| $5.46M | 0.02% |
95,479
-151,138
| -61% | -$9.08M |
|
560
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
| $5.44M | 0.02% |
117,187
+5,794
| +5% | +$270K |
|
561
Vanguard FTSE Europe ETF
VGK
$31.4B
| $5.42M | 0.02% |
93,635
+6,905
| +8% | +$421K |
|
562
Vanguard Materials ETF
VAW
$3.13B
| $5.4M | 0.02% |
31,283
-373
| -1% | -$67.4K |
|
563
Copart
CPRT
$27.5B
| $5.38M | 0.02% |
124,904
+28,760
| +30% | +$1.28M |
|
564
Brookfield
BN
$108B
| $5.36M | 0.02% |
256,895
+14,030
| +6% | +$316K |
|
565
DoorDash
DASH
$93.7B
| $5.35M | 0.02% |
67,259
-2,467
| -4% | -$201K |
|
566
WEC Energy
WEC
$35.1B
| $5.3M | 0.02% |
65,846
-4,258
| -6% | -$370K |
|
567
Goldman Sachs BDC
GSBD
$1.1B
| $5.17M | 0.02% |
355,385
-19,490
| -5% | -$281K |
|
568
Vanguard Communication Services ETF
VOX
$5.76B
| $5.14M | 0.02% |
48,820
+1,350
| +3% | +$146K |
|
569
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
| $5.09M | 0.02% |
67,180
+6,264
| +10% | +$499K |
|
570
Gartner
IT
$11.7B
| $5.09M | 0.02% |
14,808
+106
| +0.7% | +$37K |
|
571
A.O. Smith
AOS
$8.7B
| $5.08M | 0.02% |
76,870
-844
| -1% | -$59.9K |
|
572
Alcoa
AA
$13.2B
| $5.08M | 0.02% |
174,927
+5,205
| +3% | +$163K |
|
573
Nu Holdings
NU
$66.9B
| $5.06M | 0.02% |
697,322
+16,129
| +2% | +$121K |
|
574
L3Harris
LHX
$53.4B
| $5.05M | 0.02% |
28,974
+1,860
| +7% | +$342K |
|
575
Nuveen Floating Rate Income Fund
JFR
$1.25B
| $5.03M | 0.02% |
612,763
+71,457
| +13% | +$576K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.